Rossjohnson & Associates provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and tax preparation. Financial planning was provided to 251–500 clients last fiscal year.
Rossjohnson & Associates reports 274 clients. They include 192 individual clients, 80 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 97.0% ($205M across 605 accounts) are managed with discretion; $6.28M across 2 accounts are not. It advised 25 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 24% |
| High-net-worth individuals | 29% | 73% |
| Pension and profit-sharing plans | <1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 192 | $51M | 24.1% | $265K |
| High-net-worth individuals | 80 | $154M | 72.9% | $1.93M |
| Pension and profit-sharing plans | Fewer than 5 | $6.28M | 3.0% | $3.14M |
| Total | 274 | $212M | 100% | — |
- Clients
- 192
- Regulatory AUM
- $51M
- AUM share
- 24.1%
- Avg. per client
- $265K
- Clients
- 80
- Regulatory AUM
- $154M
- AUM share
- 72.9%
- Avg. per client
- $1.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.28M
- AUM share
- 3.0%
- Avg. per client
- $3.14M
Total
- Clients
- 274
- Regulatory AUM
- $212M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 25
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Rossjohnson & Associates charges 0.50%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Tax preparation services
- Tax preparation is a separate engagement billed a flat fee based on return complexity and time required, not a percentage of assets.
Patrick Ross owns 75% or more of Rossjohnson & Associates. The leadership team of Rossjohnson & Associates includes Chief Compliance Officer Patrick Ross. It has 4 employees, 3 of them in advisory roles.
Leadership
Patrick RossOwner and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 75% or more of Rossjohnson & Associates, LLC
Patrick Ross
Control person · since January 2025
Rossjohnson & Associates’ regulatory assets grew 1.7× from $127M (March 2021) to $212M (March 2026); clients rose from 194 to 274 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $212M | 274 | 4 | 1 |
| June 2025 | $170M | 271 | 4 | 1 |
| April 2024 | $150M | 240 | 5 | 1 |
| July 2023 | $130M | 205 | 4 | 1 |
| February 2022 | $134M | 193 | 4 | 1 |
| March 2021 | $127M | 194 | 4 | 1 |
Besides its headquarters, Rossjohnson & Associates has 0 offices, with 1 listed address in Minnesota.
Minnesota · 1 listed address
- 3380 Annapolis Lane, N B-100, PlymouthHQ
Contact and registration details
- Legal name
- Rossjohnson & Associates, LLC
- Headquarters
- 3380 Annapolis Lane, N B-100, Plymouth, MN 55447
- Website
- rossjohnsonweb.com
- Phone
- 763-560-2127
- SEC file
- 801-118296
- Founded
- 1998
- Structure
- Minnesota LLC
- Fiscal year end
- December
Rossjohnson & Associates uses SEI Investments Distribution ($164M) as custodian for its separately managed accounts. Rossjohnson & Associates does not have custody of client assets.
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $164M100%
At year end, Rossjohnson & Associates’ separately managed accounts were mostly in stocks (50%) and funds (38%). Its reported 13F holdings for the quarter ended 30 June 2026 total $6.39M across 371 positions; the largest are Graco Inc. (42.1%), Sei Exchange Traded Funds (9.1%) and State Str SPDR S&P 500 ETF T (5.0%).
What the accounts hold
- Stocks50%
- Funds38%
- Bonds10%
- State and local bonds5%
- Investment grade corporate bonds3%
- U.S. government and agency bonds2%
- Cash2%
Reported 13F holdings
- $6.39M
- Reported 13F value
- 371
- Positions
- 75.9%
- In the 10 largest
- +15.2%
- Value vs. prior quarter
- Graco Inc. · Common / Ordinary Stock42.1%
- Sei Exchange Traded Funds · Exchange Traded Fund9.1%
- State Str SPDR S&P 500 ETF T · Exchange Traded Fund5.0%
- Benchmark Electrs Inc. · Common / Ordinary Stock3.9%
- Tesla Inc. · Common / Ordinary Stock3.7%
- Sei Exchange Traded Funds · Exchange Traded Fund3.0%
- iShares TR · Exchange Traded Fund2.6%
- iShares TR · Exchange Traded Fund2.5%
- Sei Exchange Traded Funds · Exchange Traded Fund1.9%
- Cisco Sys Inc. · Common / Ordinary Stock1.9%
Together, the ten largest are 75.9% of reported value.
How many clients does Rossjohnson & Associates have?
Rossjohnson & Associates has 274 clients and manages $212 million for them, as of March 2026. They include 192 individual clients, 80 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Rossjohnson & Associates offer?
Rossjohnson & Associates provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Rossjohnson & Associates charge?
Rossjohnson & Associates charges 0.50%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Source: PART 2A BROCHURE ROSSJOHNSON & ASSOCIATES, LLC, filed 31 March 2026
Which custodians does Rossjohnson & Associates use?
Rossjohnson & Associates’ separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $164M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Rossjohnson & Associates have?
Rossjohnson & Associates has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rossjohnson & Associates invest in?
At the end of its last fiscal year, Rossjohnson & Associates’ separately managed accounts held 50% exchange-traded equities, 38% registered funds (mutual funds, ETFs, BDCs), 5% state and local bonds, 3% investment grade corporate bonds, 2% U.S. government and agency bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rossjohnson & Associates?
Rossjohnson & Associates’ direct owner is Patrick Ross (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Rossjohnson & Associates get paid?
Rossjohnson & Associates is paid through a percentage of assets under management and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Rossjohnson & Associates registered with the SEC?
Yes, Rossjohnson & Associates has been registered with the SEC as an investment adviser since 24 March 2020. Its CRD number is 297583 and its SEC file number is 801-118296.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Rossjohnson & Associates?
Rossjohnson & Associates’ main office is at 3380 Annapolis Lane, N B-100, Plymouth, MN 55447. Its phone number is 763-560-2127. Its website is rossjohnsonweb.com.