Patrick Ross has been Owner and Chief Compliance Officer of Rossjohnson & Associates since January 2025, is a control person of the firm and directly owns 75% or more of it.
Rossjohnson & Associates, LLC is a Plymouth, MN firm with $212M under management, 274 clients and 3 advisers in one office, as of its March 2026 filing.
Pat Ross co-founded Ross\Johnson & Associates, LLC (RJA).
- – present · 8 yearsPlymouth, MN · Adviser representative · Firm CRD 297583
Investment adviser representative registrations
Patrick Ross is registered as an investment adviser representative in 2 states. The first approvals date from August 2018; the most recent is Texas, in June 2019.
- MinnesotaSince 3 August 2018
- TexasSince 3 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 May 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 January 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 January 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Patrick Terrence Ross
- CRD
- 2387120
- Firm
- Rossjohnson & Associates · CRD 297583
- Role
- Owner and Chief Compliance Officer
- Office
- 3380 ANNAPOLIS LANE, N B-100, Plymouth, MN 55447
- Registration
- Investment adviser registration
- In the industry since
- January 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rossjohnsonweb.com
Where does Patrick Ross work?
Patrick Ross has been Owner and Chief Compliance Officer of Rossjohnson & Associates, LLC since January 2025, and is a control person of the firm.
Is Patrick Ross a financial advisor?
Yes. Patrick Ross has a current investment-adviser registration in Minnesota and Texas, through Rossjohnson & Associates since August 2018.
How many years of experience does Patrick Ross have?
Patrick Ross has 32 years in the financial industry, since January 1994, across 1 adviser firm.
What exams has Patrick Ross passed?
Patrick Ross has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in January 1994. FINRA credited Patrick Ross with the SIE, which began in October 2018.
Where is Patrick Ross based?
Patrick Ross’ registered office is in Plymouth, MN.
Is Patrick Ross registered with FINRA?
No. Patrick Ross has no current broker registration.
How can I verify Patrick Ross’ record?
Search CRD 2387120 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Ross’ full registration record.