Top 4 financial advisor firms in Arlington Heights

4 SEC-registered financial advisor firms are headquartered in Arlington Heights, IL, with $794M in combined regulatory assets under management. The largest by assets are Signature Financial Services ($274M), Arlington Capital Management ($236M) and Outlook Capital Management ($147M).

4
Financial advisor firms: $794M
Their combined AUM: $192M
Median firm AUM: 717
Clients of the top 4

The 4 largest by assets

1
Signature Financial Services
RIA
$274M
Regulatory AUM
2
Arlington Capital Management
RIA
$236M
Regulatory AUM
3
Outlook Capital Management
RIA
$147M
1.00% to 1.00% a year
4
Directional Asset Management
RIA
$137M
0.65% to 1.00% a year

Profiles of the top 4

No. 1 · RIA

Signature Financial Services

Signature Financial Services is an investment adviser based in Arlington Heights, IL, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $274 million, as filed on 2 July 2026.

Regulatory AUM: $274M
Clients: 353
Advisory staff: 12
Custodians: SEI Private Trust, Pershing, American Funds
Headquarters: 855 East Golf Road, Suite 2128, Arlington Heights, IL 60005
Phone: 847-545-8070
Website: signatureadvisors.com

No. 2 · RIA

Arlington Capital Management

Arlington Capital Management is an investment adviser based in Arlington Heights, IL, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $236 million, as filed on 18 March 2026.

Regulatory AUM: $236M
Clients: 226
Advisory staff: 3
Founded: 2000
Custodians: Charles Schwab
Headquarters: 21 S. Evergreen Avenue, Suite 100, Arlington Heights, IL 60005-7800
Phone: 847-670-4030
Website: arlington-capital.com

No. 3 · RIA

Outlook Capital Management

Outlook Capital Management is an investment adviser based in Arlington Heights, IL, registered with the SEC since 2025. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $147 million, as filed on 16 March 2026.

Outlook Capital Management charges 1.00% a year for its Investment management fee.

Regulatory AUM: $147M
Clients: 90
Advisory staff: 2
Fee schedule: 1.00% to 1.00% a year
Headquarters: 125 S. Wilke Road Suite 200e, Arlington Heights, IL 60005-1522
Phone: 847-797-0600
Website: outlookcapitalmanagement.com

No. 4 · RIA

Directional Asset Management

Directional Asset Management is an investment adviser based in Arlington Heights, IL, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $137 million, as filed on 25 March 2026.

Directional Asset Management charges 0.65%–1.00% a year for its Investment Supervisory Services.

Regulatory AUM: $137M
Clients: 48
Advisory staff: 1
Fee schedule: 0.65% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 171 W Wing St, #206, Arlington Heights, IL 60005
Phone: 847-749-2312

Questions about financial advisors in Arlington Heights

How many financial advisor firms are headquartered in Arlington Heights?

4 SEC-registered financial advisor firms report their principal office in Arlington Heights, IL, managing $794M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Arlington Heights?

Signature Financial Services, with $274M in regulatory assets under management on its latest Form ADV. The next largest are Arlington Capital Management ($236M) and Outlook Capital Management ($147M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Arlington Heights?

The median firm manages $192M in regulatory assets. That is the midpoint of the 4 firms headquartered in Arlington Heights.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Arlington Heights?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Arlington Heights has 4 financial advisor firms; see every adviser in the city →