Arlington Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, educational seminars, estate planning, insurance, philanthropic planning, and tax planning.
Arlington Capital Management reports 226 clients. They include 165 individual clients, 59 high-net-worth individuals and 2 charitable organizations. Of its assets, 100.0% ($236M across 750 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 28% |
| High-net-worth individuals | 26% | 61% |
| Charitable organizations | <1% | 11% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 165 | $67.2M | 28.5% | $407K |
| High-net-worth individuals | 59 | $143M | 60.6% | $2.42M |
| Charitable organizations | 2 | $25.7M | 10.9% | $12.9M |
| Total | 226 | $236M | 100% | $1.04M |
- Clients
- 165
- Regulatory AUM
- $67.2M
- AUM share
- 28.5%
- Avg. per client
- $407K
- Clients
- 59
- Regulatory AUM
- $143M
- AUM share
- 60.6%
- Avg. per client
- $2.42M
- Clients
- 2
- Regulatory AUM
- $25.7M
- AUM share
- 10.9%
- Avg. per client
- $12.9M
Total
- Clients
- 226
- Regulatory AUM
- $236M
- AUM share
- 100%
- Avg. per client
- $1.04M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Arlington Capital Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Joseph Lopresti owns 75% or more of Arlington Capital Management. The leadership team of Arlington Capital Management includes President Joseph Lopresti and Chief Compliance Officer John Hollahan. It has 5 employees, 3 of them in advisory roles.
Leadership
- Joseph LoprestiPresident, Owner
John HollahanChief Compliance Officer and Managing Partner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Arlington Capital Management, Inc.
Joseph Lopresti
Control person · since July 2004
- Owns 10% to 25% of Arlington Capital Management, Inc.
John Hollahan
Control person · since July 2016
Arlington Capital Management’s regulatory assets grew 2.0× from $117M (March 2021) to $236M (March 2026); clients rose from 167 to 226 and employees fell from 7 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $236M | 226 | 5 | 1 |
| March 2025 | $200M | 223 | 3 | 1 |
| March 2024 | $155M | 225 | 4 | 1 |
| March 2023 | $144M | 231 | 4 | 1 |
| March 2022 | $120M | 155 | 5 | 1 |
| March 2021 | $117M | 167 | 7 | 1 |
Besides its headquarters, Arlington Capital Management has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 21 S. Evergreen Avenue, Suite 100, Arlington HeightsHQ
Other business names
Arlington Capital Management has reported 1 other business name to the SEC.
- Acarlington Wealth Management
Contact and registration details
- Legal name
- Arlington Capital Management, Inc.
- Headquarters
- 21 S. Evergreen Avenue, Suite 100, Arlington Heights, IL 60005-7800
- Website
- arlington-capital.com
- Phone
- 847-670-4030
- @arlington-wealth-mngmt
- SEC file
- 801-79318
- Founded
- 2000
- Structure
- Illinois corporation
- Fiscal year end
- December
Arlington Capital Management uses Charles Schwab ($228M) as custodian for its separately managed accounts. Arlington Capital Management has custody of $25.3M in client assets for 92 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $228M100%
At year end, Arlington Capital Management’s separately managed accounts were largely in funds (47%) and stocks (33%). Its reported 13F holdings for the quarter ended 30 June 2026 total $161M across 112 positions; the largest are Nvidia Corporation (8.7%), Vaneck ETF Trust (5.8%) and iShares Inc. (5.2%).
What the accounts hold
- Stocks33%
- Funds47%
- Cash20%
Reported 13F holdings
- $161M
- Reported 13F value
- 112
- Positions
- 45.3%
- In the 10 largest
- −9.3%
- Value vs. prior quarter
- Nvidia Corporation8.7%
- Vaneck ETF Trust · Oil Services ETF5.8%
- iShares Inc. · MSCI Sth Kor ETF5.2%
- iShares TR · 20 YR TR BD ETF5.0%
- iShares Inc. · MSCI Austria ETF4.0%
- iShares TR · MSCI Poland ETF3.7%
- Barclays Bank PLC · Ipath S&P 500 SH3.5%
- Terawulf Inc.3.2%
- iShares Inc. · MSCI Turkey ETF3.1%
- Proshares TR · K-1 Free Crd Oil3.0%
Together, the ten largest are 45.3% of reported value.
How many clients does Arlington Capital Management have?
Arlington Capital Management has 226 clients and manages $236 million for them, as of March 2026. They include 165 individual clients, 59 high-net-worth individuals and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Arlington Capital Management offer?
Arlington Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, educational seminars, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Arlington Capital Management use?
Arlington Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $228M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Arlington Capital Management have?
Arlington Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Arlington Capital Management invest in?
At the end of its last fiscal year, Arlington Capital Management’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities and 20% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Arlington Capital Management?
Arlington Capital Management’s direct owners are Joseph Lopresti (75% or more) and John Hollahan (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Arlington Capital Management get paid?
Arlington Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Arlington Capital Management?
Arlington Capital Management’s main office is at 21 S. Evergreen Avenue, Suite 100, Arlington Heights, IL 60005-7800. Its phone number is 847-670-4030. Its website is arlington-capital.com.