Gerald Howell has been an investment adviser representative at Arlington Capital Management since September 2022, and is not listed among the firm’s executive officers or direct owners.
Arlington Capital Management, Inc. is an Arlington Heights, IL firm with $236M under management, 226 clients and 3 advisers in one office, as of its March 2026 filing.
Gerald Howell’s longest registration was 7 years at Fsic (2013–2020). Before joining Arlington Capital Management in 2022, Gerald Howell was registered through B. Riley Wealth Advisors, Inc. and Fsic.
- Arlington Wealth ManagementCurrent– present · 4 yearsArlington Heights, IL · Adviser representative · Firm CRD 114801
- B. Riley Wealth Advisors, Inc.– · 2 yearsWest Dundee, IL · Adviser representative · Firm CRD 115927
- Fsic– · 7 yearsEast Dundee, IL · Adviser representative · Firm CRD 37813
- Wells Fargo Advisors, LLC– · 2 yearsElgin, IL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Gerald Howell is registered as an investment adviser representative in Illinois, since September 2022.
- IllinoisSince 9 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 December 2010 |
| Series 7 | General Securities Representative Examination | 18 November 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gerald Wayne Howell
- CRD
- 5850165
- Firm
- Arlington Capital Management · CRD 114801
- Office
- 21 S. EVERGREEN AVENUE, SUITE 100, Arlington Heights, IL 60005-7800
- Registration
- Investment adviser registration
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Gerald Howell work?
Gerald Howell is an investment adviser representative registered through Arlington Capital Management, Inc. since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Gerald Howell a financial advisor?
Yes. Gerald Howell has a current investment-adviser registration in Illinois, through Arlington Capital Management since September 2022.
How many years of experience does Gerald Howell have?
Gerald Howell has 15 years in the financial industry, since November 2010, across 4 adviser firms.
What exams has Gerald Howell passed?
Gerald Howell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2010. FINRA credited Gerald Howell with the SIE, which began in October 2018.
Where did Gerald Howell work before Arlington Capital Management?
Before Arlington Capital Management, Gerald Howell was registered through Fsic, September 2013 to September 2020; Wells Fargo Advisors, LLC, December 2010 to September 2013.
Where is Gerald Howell based?
Gerald Howell’s registered office is in Arlington Heights, IL.
Is Gerald Howell registered with FINRA?
No. Gerald Howell has no current broker registration.
How can I verify Gerald Howell’s record?
Search CRD 5850165 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gerald Howell’s full registration record.
