Outlook Capital Management provides portfolio management for individuals and small businesses.
Outlook Capital Management reports 90 clients. They include 58 high-net-worth individuals and 32 individual clients. Of its assets, 100.0% ($147M across 169 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 3% |
| High-net-worth individuals | 64% | 97% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 32 | $4.7M | 3.2% | $147K |
| High-net-worth individuals | 58 | $143M | 96.8% | $2.46M |
| Total | 90 | $147M | 100% | $1.64M |
- Clients
- 32
- Regulatory AUM
- $4.7M
- AUM share
- 3.2%
- Avg. per client
- $147K
- Clients
- 58
- Regulatory AUM
- $143M
- AUM share
- 96.8%
- Avg. per client
- $2.46M
Total
- Clients
- 90
- Regulatory AUM
- $147M
- AUM share
- 100%
- Avg. per client
- $1.64M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Outlook Capital Management charges 1.00% a year for its Investment management fee. The fee is billed in arrears and is negotiable.
Fee details and sources
David Raub owns 75% or more of Outlook Capital Management. The leadership team of Outlook Capital Management includes President David Raub. It has 2 employees.
Leadership
- David RaubPresident, Chief Compliance Officer, and Managing Member
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Outlook Capital Management, LLC
David Raub
Control person · since May 2004
Outlook Capital Management’s regulatory assets grew from $101M (May 2025) to $147M (March 2026); clients rose from 83 to 90 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $147M | 90 | 2 | 2 |
| May 2025 | $101M | 83 | 2 | 2 |
Besides its headquarters, Outlook Capital Management has 1 office, with 2 listed addresses in Illinois and Nevada.
Illinois · 1 listed address
- 125 S. Wilke Road Suite 200e, Arlington HeightsHQ
Nevada · 1 listed address
- 5900 Foxtail DR, Reno
Contact and registration details
- Legal name
- Outlook Capital Management, LLC
- Headquarters
- 125 S. Wilke Road Suite 200e, Arlington Heights, IL 60005-1522
- Website
- outlookcapitalmanagement.com
- Phone
- 847-797-0600
- SEC file
- 801-132582
- Structure
- Delaware LLC
- Fiscal year end
- December
Outlook Capital Management does not have custody of client assets.
At year end, Outlook Capital Management’s separately managed accounts were mostly in stocks (96%). Its reported 13F holdings for the quarter ended 30 June 2026 total $310M across 42 positions; the largest are Micron Technology Inc. (63.3%), Caterpillar Inc. (7.9%) and Freeport Mcmoran Inc. (6.0%).
What the accounts hold
- Stocks96%
- Bonds1%
- Cash3%
Reported 13F holdings
- $310M
- Reported 13F value
- 42
- Positions
- 97.2%
- In the 10 largest
- —
- Value vs. prior quarter
- Micron Technology Inc.63.3%
- Caterpillar Inc.7.9%
- Freeport Mcmoran Inc. · CL B6.0%
- Cummins Inc.4.9%
- Texas Instrs Inc.3.8%
- Nvidia Corporation3.1%
- Conocophillips2.7%
- Microsoft Corp.2.6%
- Lockheed Martin Corp.1.9%
- US Bancorp1.1%
Together, the ten largest are 97.2% of reported value.
How many clients does Outlook Capital Management have?
Outlook Capital Management has 90 clients and manages $147 million for them, as of March 2026. They include 58 high-net-worth individuals and 32 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Outlook Capital Management offer?
Outlook Capital Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Outlook Capital Management charge?
Outlook Capital Management charges 1.00% a year for its Investment management fee. The fee is billed in arrears and is negotiable.
How many financial advisors does Outlook Capital Management have?
Outlook Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Outlook Capital Management invest in?
At the end of its last fiscal year, Outlook Capital Management’s separately managed accounts held 96% exchange-traded equities, 3% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Outlook Capital Management?
Outlook Capital Management’s direct owner is David Raub (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Outlook Capital Management get paid?
Outlook Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Outlook Capital Management?
Outlook Capital Management’s main office is at 125 S. Wilke Road Suite 200e, Arlington Heights, IL 60005-1522. Its phone number is 847-797-0600. Its website is outlookcapitalmanagement.com.