{"url":"https://nivawealth.com/firms/outlook-capital-management-132339","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132339","regulatoryAum":147352953,"crd":"132339","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2339936","suffix":null,"lastName":"RAUB","firstName":"DAVID","middleName":"ANDREW"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-01","regulatoryAum":101389198,"clients":83,"employees":2,"offices":2},{"filedOn":"2026-03-16","regulatoryAum":147352953,"clients":90,"employees":2,"offices":2}],"secFileNumber":"801-132582","legalName":"Outlook Capital Management, LLC","displayName":"Outlook Capital Management","slug":"outlook-capital-management-132339","website":"https://outlookcapitalmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"125 S. 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They include 58 high-net-worth individuals and 32 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Outlook Capital Management offer?","answer":"Outlook Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Outlook Capital Management charge?","answer":"Outlook Capital Management charges 1.00% a year for its Investment management fee. The fee is billed in arrears and is negotiable.","source":"ADV PART 2 BROCHURE, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Outlook Capital Management have?","answer":"Outlook Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Outlook Capital Management invest in?","answer":"At the end of its last fiscal year, Outlook Capital Management’s separately managed accounts held 96% exchange-traded equities, 3% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Outlook Capital Management?","answer":"Outlook Capital Management’s direct owner is David Raub (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Outlook Capital Management get paid?","answer":"Outlook Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Outlook Capital Management?","answer":"Outlook Capital Management’s main office is at 125 S. Wilke Road Suite 200e, Arlington Heights, IL 60005-1522. Its phone number is 847-797-0600. Its website is outlookcapitalmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/outlook-capital-management-132339/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2149913/000214991326000001/0002149913-26-000001-index.html","totalValue":309823109,"positionCount":42,"top10Share":0.9717654276072738,"top10":[{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":196056389,"shares":169848,"shareType":"SH"},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":24365126,"shares":22879,"shareType":"SH"},{"issuer":"FREEPORT MCMORAN INC","titleOfClass":"CL B","cusip":"35671D857","value":18453656,"shares":293428,"shareType":"SH"},{"issuer":"CUMMINS 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}