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Top 3 financial advisor firms in Saratoga

3 SEC-registered financial advisor firms are headquartered in Saratoga, CA, with $2.9B in combined regulatory assets under management. The largest by assets are Saratoga Research & Investment Management ($2.51B), Vienna Asset Management ($257M) and Aria Wealth Management ($130M).

3
Financial advisor firms
$2.9B
Their combined AUM
$257M
Median firm AUM
3,123
Clients of the top 3

The 3 largest by assets

  1. 1
    Saratoga Research & Investment Management

    RIA

    $2.51B

  2. 2
    Vienna Asset Management

    RIA

    $257M

  3. 3
    Aria Wealth Management

    RIA

    $130M

Profiles of the top 3

No. 1 · RIA

Saratoga Research & Investment Management

Saratoga Research & Investment Management is an investment adviser based in Saratoga, CA, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.51 billion, as filed on 6 April 2026.

Regulatory AUM
$2.51B
Clients
2,740
Advisory staff
12
Custodians
Finemark National Bank and Trust, Charles Schwab, Fidelity
Headquarters
14471 Big Basin Way, Suite E, Saratoga, CA 95070
Phone
408-741-2330
Website
saratogarim.com

No. 2 · RIA

Vienna Asset Management

Vienna Asset Management is an investment adviser based in Saratoga, CA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $257 million, as filed on 17 April 2026.

Regulatory AUM
$257M
Clients
134
Advisory staff
1
Founded
2018
Custodians
Charles Schwab
Headquarters
14657 Big Basin Way, Saratoga, CA 95070
Phone
408-882-1770
Website
vamladvisors.com

No. 3 · RIA

Aria Wealth Management

Aria Wealth Management is an investment adviser based in Saratoga, CA, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and state or municipal government entities. Its regulatory assets under management total $130 million, as filed on 1 April 2026.

Regulatory AUM
$130M
Clients
249
Advisory staff
6
Headquarters
20640 3rd Steet, Suite 300, Saratoga, CA 95070
Phone
669-222-1155
Website
ariawm.com

Questions about financial advisors in Saratoga

How many financial advisor firms are headquartered in Saratoga?

3 SEC-registered financial advisor firms report their principal office in Saratoga, CA, managing $2.9B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Saratoga?

Saratoga Research & Investment Management, with $2.51B in regulatory assets under management on its latest Form ADV. The next largest are Vienna Asset Management ($257M) and Aria Wealth Management ($130M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Saratoga?

The median firm manages $257M in regulatory assets. That is the midpoint of the 3 firms headquartered in Saratoga.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Saratoga?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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