Top 3 financial advisor firms in Redwood Shores

3 SEC-registered financial advisor firms are headquartered in Redwood Shores, CA, with $1.75B in combined regulatory assets under management. The largest by assets are Navigation Group ($1.01B), McCarthy Asset Management ($422M) and Twin Lakes Capital Management ($315M).

3
Financial advisor firms: $1.75B
Their combined AUM: $422M
Median firm AUM: 649
Clients of the top 3

The 3 largest by assets

1
Navigation Group
RIA
$1.01B
0.40% to 1.90% a year
2
McCarthy Asset Management
RIA
$422M
0.25% to 1.00% a year
3
Twin Lakes Capital Management
RIA
$315M
Regulatory AUM

Profiles of the top 3

No. 1 · RIA

Navigation Group

Navigation Group is an investment adviser based in Redwood Shores, CA, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.01 billion, as filed on 26 March 2026.

Navigation Group charges 0.40%–1.90% a year for its Investment Management Fees.

Regulatory AUM: $1.01B
Clients: 342
Advisory staff: 5
Founded: 1998
Fee schedule: 0.40% to 1.90% a year
Custodians: LPL Financial
Headquarters: 3 Lagoon Drive, Suite 110, Redwood Shores, CA 94065
Phone: 650-595-1700
Website: navigationgroup.com

No. 2 · RIA

McCarthy Asset Management

McCarthy Asset Management is an investment adviser based in Redwood Shores, CA, registered with the SEC since 2002. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $422 million, as filed on 11 March 2026.

McCarthy Asset Management charges 0.25%–1.00% a year for its Investment Management Services.

Regulatory AUM: $422M
Clients: 218
Advisory staff: 2
Founded: 1999
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 3 Lagoon Drive, Suite 155, Redwood Shores, CA 94065
Phone: 650-610-9540
Website: mamportfolios.com

No. 3 · RIA

Twin Lakes Capital Management

Twin Lakes Capital Management is an investment adviser based in Redwood Shores, CA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $315 million, as filed on 25 March 2026.

Regulatory AUM: $315M
Clients: 89
Advisory staff: 2
Custodians: Charles Schwab
Headquarters: 3 Lagoon Drive, Suite 150, Redwood Shores, CA 94065
Phone: 650-610-9363
Website: twinlakescapital.com

Questions about financial advisors in Redwood Shores

How many financial advisor firms are headquartered in Redwood Shores?

3 SEC-registered financial advisor firms report their principal office in Redwood Shores, CA, managing $1.75B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Redwood Shores?

Navigation Group, with $1.01B in regulatory assets under management on its latest Form ADV. The next largest are McCarthy Asset Management ($422M) and Twin Lakes Capital Management ($315M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Redwood Shores?

The median firm manages $422M in regulatory assets. That is the midpoint of the 3 firms headquartered in Redwood Shores.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Redwood Shores?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Redwood Shores has 3 financial advisor firms; see every adviser in the city →