NivaLet’s talk

Top 3 financial advisor firms in Mountain View

3 SEC-registered financial advisor firms are headquartered in Mountain View, CA, with $2.77B in combined regulatory assets under management. The largest by assets are Wealth Architects ($2.42B), Waverley Wealth Management ($201M) and Arta Finance Wealth Management ($153M).

3
Financial advisor firms
$2.77B
Their combined AUM
$201M
Median firm AUM
1,594
Clients of the top 3

The 3 largest by assets

  1. 1
    Wealth Architects

    RIA

    $2.42B

  2. 2
    Waverley Wealth Management

    RIA

    $201M

  3. 3
    Arta Finance Wealth Management

    RIA

    $153M

Profiles of the top 3

No. 1 · RIA

Wealth Architects

Wealth Architects is an investment adviser based in Mountain View, CA, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $2.42 billion, as filed on 30 March 2026.

Wealth Architects charges 0.30%–0.85% a year for its Wealth Management Fees.

Regulatory AUM
$2.42B
Clients
437
Advisory staff
13
Fee schedule
0.30% to 0.85% a year
Custodians
Charles Schwab
Headquarters
800 West El Camino Real, Suite 201, Mountain View, CA 94040
Phone
650-325-9044

No. 2 · RIA

Waverley Wealth Management

Waverley Wealth Management is an investment adviser based in Mountain View, CA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $201 million, as filed on 23 January 2026.

Waverley Wealth Management charges 0.50%–1.00% a year for its Comprehensive Portfolio Management.

Regulatory AUM
$201M
Clients
114
Advisory staff
2
Founded
2010
Fee schedule
0.50% to 1.00% a year
Minimum account
$500,000
Custodians
Charles Schwab
Headquarters
2570 W. El Camino Real, Suite 680, Mountain View, CA 94040
Phone
650-559-9700
Website
waverleywealth.com

No. 3 · RIA

Arta Finance Wealth Management

Arta Finance Wealth Management is an investment adviser based in Mountain View, CA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $153 million, as filed on 25 June 2026.

Regulatory AUM
$153M
Clients
1,043
Advisory staff
18
Custodians
Pershing
Headquarters
153 Castro Street, Suite 200, Mountain View, CA 94041
Phone
650-318-3898
Website
artafinance.com

Questions about financial advisors in Mountain View

How many financial advisor firms are headquartered in Mountain View?

3 SEC-registered financial advisor firms report their principal office in Mountain View, CA, managing $2.77B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Mountain View?

Wealth Architects, with $2.42B in regulatory assets under management on its latest Form ADV. The next largest are Waverley Wealth Management ($201M) and Arta Finance Wealth Management ($153M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Mountain View?

The median firm manages $201M in regulatory assets. That is the midpoint of the 3 firms headquartered in Mountain View.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Mountain View?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Mountain View has 3 financial advisor firms; see every adviser in the city →

Top financial advisor firms in other California cities