WESPAC Advisors SoCal provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, insurance, and retirement plan services. Financial planning was provided to 26–50 clients last fiscal year.
WESPAC Advisors SoCal reports 411 clients. They include 248 individual clients, 150 high-net-worth individuals, and 13 pension and profit-sharing plans. Of its assets, 97.7% ($596M across 936 accounts) are managed with discretion; $13.9M across 4 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 16% |
| High-net-worth individuals | 36% | 82% |
| Pension and profit-sharing plans | 3% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 248 | $97.2M | 15.9% | $392K |
| High-net-worth individuals | 150 | $499M | 81.8% | $3.33M |
| Pension and profit-sharing plans | 13 | $13.8M | 2.3% | $1.06M |
| Total | 411 | $610M | 100% | $1.48M |
- Clients
- 248
- Regulatory AUM
- $97.2M
- AUM share
- 15.9%
- Avg. per client
- $392K
- Clients
- 150
- Regulatory AUM
- $499M
- AUM share
- 81.8%
- Avg. per client
- $3.33M
- Clients
- 13
- Regulatory AUM
- $13.8M
- AUM share
- 2.3%
- Avg. per client
- $1.06M
Total
- Clients
- 411
- Regulatory AUM
- $610M
- AUM share
- 100%
- Avg. per client
- $1.48M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
WESPAC Advisors SoCal charges 0.85%–1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting services are billed on an hourly or fixed-fee basis, as set out in the client agreement.
- Financial Planning
- Financial planning is billed on an hourly or fixed-fee basis, as set out in the client agreement.
- Non-Discretionary Management
- Non-discretionary investment management is charged an annual fee of 1.50% of the market value of the portfolio.
Peter Chen owns 50% to 75% of WESPAC Advisors SoCal. The leadership team of WESPAC Advisors SoCal includes Chief Compliance Officer Wade Perry. It has 12 employees, 8 of them in advisory roles.
Leadership
- Wade PerryManaging Member and Chief Compliance Officer
- Peter ChenManaging Member
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
Staff
- 12 employees
- 8 in advisory functions
- 10 state-registered reps
- 1 broker-dealer rep
- 4 insurance agents
- Owns 50% to 75% of Wespac Advisors Socal, LLC
Peter Chen
Control person · since June 2011
- Owns 25% to 50% of Wespac Advisors Socal, LLC
Wade Perry
Control person · since June 2011
WESPAC Advisors SoCal’s regulatory assets grew 1.6× from $379M (May 2021) to $610M (June 2026); clients rose from 324 to 411 and employees from 10 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $610M | 411 | 12 | 2 |
| March 2025 | $516M | 376 | 12 | 2 |
| March 2024 | $427M | 360 | 7 | 2 |
| April 2023 | $366M | 348 | 11 | 2 |
| May 2022 | $451M | 346 | 9 | 2 |
| May 2021 | $379M | 324 | 10 | 2 |
Besides its headquarters, WESPAC Advisors SoCal has 1 office (1 private residence, listed without an address), with 1 listed address in California.
California · 1 listed address
- 225 S. Lake Avenue, Suite 1170, PasadenaHQ
Contact and registration details
- Legal name
- Wespac Advisors Socal, LLC
- Headquarters
- 225 S. Lake Avenue, Suite 1170, Pasadena, CA 91101
- Website
- stonemarkwealth.com
- Phone
- 626-304-9888
- SEC file
- 801-77286
- Founded
- 2011
- Structure
- California LLC
- Fiscal year end
- December
WESPAC Advisors SoCal uses Fidelity ($333M, 57%) and Charles Schwab ($253M, 43%) as custodians for its separately managed accounts. WESPAC Advisors SoCal has custody of $366M in client assets for 272 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $253M43%
- FidelityFidelity Distributors Company LLC · Smithfield, RI · $333M57%
At year end, WESPAC Advisors SoCal’s separately managed accounts were largely in stocks (47%) and funds (44%). Its reported 13F holdings for the quarter ended 30 June 2026 total $560M across 122 positions; the largest are Vaneck ETF Trust (5.6%), Alphabet Inc. (4.0%) and Broadcom Inc. (3.9%).
What the accounts hold
- Stocks47%
- Funds44%
- Registered funds42%
- Pooled vehicles2%
- Cash9%
Reported 13F holdings
- $560M
- Reported 13F value
- 122
- Positions
- 33.6%
- In the 10 largest
- +19.2%
- Value vs. prior quarter
- Vaneck ETF Trust · Semiconductr ETF5.6%
- Alphabet Inc. · Cap Stk CL A4.0%
- Broadcom Inc.3.9%
- Apple Inc.3.5%
- Micron Technology Inc.3.0%
- Walmart Inc.3.0%
- American Centy ETF TR · US Sml CP Valu2.7%
- Microsoft Corp.2.7%
- Nvidia Corporation2.6%
- SPDR Series Trust · ST Str SP Aero2.6%
Together, the ten largest are 33.6% of reported value.
How many clients does WESPAC Advisors SoCal have?
WESPAC Advisors SoCal has 411 clients and manages $610 million for them, as of June 2026. They include 248 individual clients, 150 high-net-worth individuals, and 13 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 June 2026
What services does WESPAC Advisors SoCal offer?
WESPAC Advisors SoCal provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does WESPAC Advisors SoCal charge?
WESPAC Advisors SoCal charges 0.85%–1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: WESPAC ADVISORS SOCAL, LLC FORM ADV PART 2A, filed 17 March 2026
Which custodians does WESPAC Advisors SoCal use?
WESPAC Advisors SoCal’s separately managed account assets are held at Fidelity Distributors Company LLC (Smithfield, RI), with $333M and Charles Schwab & Co., Inc. (Westlake, TX), with $253M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 June 2026
How many financial advisors does WESPAC Advisors SoCal have?
WESPAC Advisors SoCal has 10 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does WESPAC Advisors SoCal invest in?
At the end of its last fiscal year, WESPAC Advisors SoCal’s separately managed accounts held 47% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns WESPAC Advisors SoCal?
WESPAC Advisors SoCal’s direct owners are Peter Chen (50% to 75%) and Wade Perry (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 12 June 2026
How does WESPAC Advisors SoCal get paid?
WESPAC Advisors SoCal is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is WESPAC Advisors SoCal registered with the SEC?
Yes, WESPAC Advisors SoCal has been registered with the SEC as an investment adviser since 8 November 2012. Its CRD number is 158413 and its SEC file number is 801-77286.
Source: Form ADV Part 1A, Item 1, filed 12 June 2026; IAPD firm record
How do I contact WESPAC Advisors SoCal?
WESPAC Advisors SoCal’s main office is at 225 S. Lake Avenue, Suite 1170, Pasadena, CA 91101. Its phone number is 626-304-9888. Its website is stonemarkwealth.com.