Grover McCarthy has been an investment adviser representative at WESPAC Advisors SoCal since June 2021, and is not listed among the firm’s executive officers or direct owners.
Wespac Advisors Socal, LLC is a Pasadena, CA firm with $610M under management, 411 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Grover McCarthy’s longest registration is the current one, 5 years at WESPAC Advisors SoCal since 2021. Before joining WESPAC Advisors SoCal in 2021, Grover McCarthy was registered through Equitable Advisors, LLC.
- Stonemark Wealth ManagementCurrent– present · 5 yearsPasadena, CA · Adviser representative · Firm CRD 158413
- Equitable Advisors, LLC– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Grover McCarthy is registered as an investment adviser representative in California, since June 2021.
- CaliforniaSince 3 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 February 2021 |
| Series 7TO | General Securities Representative Examination | 2 December 2020 |
| SIE | Securities Industry Essentials Examination | 14 August 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Grover Kelley McCarthy
- CRD
- 7290886
- Firm
- WESPAC Advisors SoCal · CRD 158413
- Office
- 225 S. LAKE AVENUE, SUITE 1170, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- December 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Grover McCarthy work?
Grover McCarthy is an investment adviser representative registered through Wespac Advisors Socal, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Grover McCarthy a financial advisor?
Yes. Grover McCarthy has a current investment-adviser registration in California, through WESPAC Advisors SoCal since June 2021.
How many years of experience does Grover McCarthy have?
Grover McCarthy has 5 years in the financial industry, since December 2020, across 2 adviser firms.
What exams has Grover McCarthy passed?
Grover McCarthy has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2020.
Where did Grover McCarthy work before WESPAC Advisors SoCal?
Before WESPAC Advisors SoCal, Grover McCarthy was registered through Equitable Advisors, LLC, February 2021 to June 2021.
Where is Grover McCarthy based?
Grover McCarthy’s registered office is in Pasadena, CA.
Is Grover McCarthy registered with FINRA?
No. Grover McCarthy has no current broker registration.
How can I verify Grover McCarthy’s record?
Search CRD 7290886 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Grover McCarthy’s full registration record.