Wade Perry has been Managing Member and Chief Compliance Officer of WESPAC Advisors SoCal since June 2011, is a control person of the firm and directly owns between 25% and 50% of it.
Wespac Advisors Socal, LLC is a Pasadena, CA firm with $610M under management, 411 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Wade Perry’s longest registration is the current one, 15 years at WESPAC Advisors SoCal since 2011. Before joining WESPAC Advisors SoCal in 2011, Wade Perry was registered through Wespac Advisors, LLC and Southwest Securities, Inc.
- Stonemark Wealth ManagementCurrent– present · 15 yearsPasadena, CA · Adviser representative · Firm CRD 158413
- Wespac Advisors, LLC– · 2 yearsPasadena, CA · Adviser representative · Firm CRD 148242
- Southwest Securities, Inc.– · under a yearBeverly Hills, CA · Adviser representative · Firm CRD 6220
- Tower Asset Management LLC– · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 107919
- M. L. Stern & Co, LLC.– · 5 yearsBeverly Hills, CA · Adviser representative · Firm CRD 8327
- Citicorp Investment Services– · under a yearTorrance, CA · Adviser representative · Firm CRD 23988
- Charles Schwab & Co., Inc.– · under a yearLong Beach, CA · Adviser representative · Firm CRD 5393
- American Express Financial Advisors, Inc.– · 3 yearsLong Beach, CA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Wade Perry is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2011; the most recent is Texas, in May 2020.
- CaliforniaSince 21 September 2011
- TexasResidentSince 14 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 August 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 1998 |
| Series 7 | General Securities Representative Examination | 20 July 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 September 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Wade Steven Perry
- CRD
- 2923884
- Firm
- WESPAC Advisors SoCal · CRD 158413
- Role
- Managing Member and Chief Compliance Officer
- Office
- 225 S. LAKE AVENUE, SUITE 1170, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Wade Perry work?
Wade Perry has been Managing Member and Chief Compliance Officer of Wespac Advisors Socal, LLC since June 2011, and is a control person of the firm.
Is Wade Perry a financial advisor?
Yes. Wade Perry has a current investment-adviser registration in California and Texas, through WESPAC Advisors SoCal since September 2011.
How many years of experience does Wade Perry have?
Wade Perry has 28 years in the financial industry, since March 1998, across 8 adviser firms.
What exams has Wade Perry passed?
Wade Perry has passed 5 licensing exams: the Series 6, Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 6, was passed in September 1997. FINRA credited Wade Perry with the SIE, which began in October 2018.
Where did Wade Perry work before WESPAC Advisors SoCal?
Before WESPAC Advisors SoCal, Wade Perry was registered through Southwest Securities, Inc., December 2008 to July 2009; Tower Asset Management LLC, July 2004 to July 2009; M. L. Stern & Co, LLC., June 2003 to January 2009; Citicorp Investment Services, February 2003 to May 2003; Charles Schwab & Co., Inc., July 2002 to February 2003; American Express Financial Advisors, Inc., January 1999 to June 2002.
Where is Wade Perry based?
Wade Perry’s registered office is in Pasadena, CA.
Is Wade Perry registered with FINRA?
No. Wade Perry has no current broker registration.
How can I verify Wade Perry’s record?
Search CRD 2923884 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wade Perry’s full registration record.