Morgan Gough has been an investment adviser representative at WESPAC Advisors SoCal since September 2011, and is not listed among the firm’s executive officers or direct owners.
Wespac Advisors Socal, LLC is a Pasadena, CA firm with $610M under management, 411 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Morgan Gough’s longest registration is the current one, 15 years at WESPAC Advisors SoCal since 2011. Before joining WESPAC Advisors SoCal in 2011, Morgan Gough was registered through Girard Securities, Inc. and Wespac Advisors, LLC.
- Arkenstone Financial, LLCAlso current– present · 14 yearsFlower Mound, TX · Adviser representative · Firm CRD 153530
- Arkenstone Financial, LLC– · under a yearLa Quinta, CA · Adviser representative · Firm CRD 153530
- Stonemark Wealth ManagementCurrent– present · 15 yearsFlower Mound, TX · Adviser representative · Firm CRD 158413
- Girard Securities, Inc.– · under a yearPasadena, CA · Adviser representative · Firm CRD 18697
- Wespac Advisors, LLC– · 2 yearsPasadena, CA · Adviser representative · Firm CRD 148242
- Southwest Securities, Inc.– · under a yearBeverly Hills, CA · Adviser representative · Firm CRD 6220
- Tower Asset Management LLC– · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 107919
Investment adviser representative registrations
Morgan Gough is registered as an investment adviser representative in 2 states. The first approvals date from September 2011; the most recent is Texas, in September 2021.
- CaliforniaSince 21 September 2011
- TexasSince 30 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 1992 |
| Series 7 | General Securities Representative Examination | 13 December 1991 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Morgan Thomas Gough
- CRD
- 2197548
- Firm
- WESPAC Advisors SoCal · CRD 158413
- Office
- Flower Mound, TX
- Registration
- Investment adviser registration
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Morgan Gough work?
Morgan Gough is an investment adviser representative registered through Wespac Advisors Socal, LLC since September 2011, and is not listed among the firm’s executive officers or direct owners.
Is Morgan Gough a financial advisor?
Yes. Morgan Gough has a current investment-adviser registration in California and Texas, through WESPAC Advisors SoCal since September 2011.
How many years of experience does Morgan Gough have?
Morgan Gough has 22 years in the financial industry, since October 2004, across 6 adviser firms.
What exams has Morgan Gough passed?
Morgan Gough has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 1991.
Where did Morgan Gough work before WESPAC Advisors SoCal?
Before WESPAC Advisors SoCal, Morgan Gough was registered through Girard Securities, Inc., May 2011 to August 2011; Southwest Securities, Inc., December 2008 to July 2009; Tower Asset Management LLC, July 2004 to July 2009.
Where is Morgan Gough based?
Morgan Gough’s registered office is in Flower Mound, TX.
Is Morgan Gough registered with FINRA?
No. Morgan Gough has no current broker registration.
How can I verify Morgan Gough’s record?
Search CRD 2197548 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Morgan Gough’s full registration record.