Weis Advisory provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Weis Advisory reports 716 clients. They include 585 individual clients and 131 high-net-worth individuals. Of its assets, 94.5% ($213M across 767 accounts) are managed with discretion; $12.4M across 14 accounts are not. A wrap fee program the firm both sponsors and manages holds $221M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 38% |
| High-net-worth individuals | 18% | 62% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 585 | $86.3M | 38.3% | $148K |
| High-net-worth individuals | 131 | $139M | 61.7% | $1.06M |
| Total | 716 | $226M | 100% | $315K |
- Clients
- 585
- Regulatory AUM
- $86.3M
- AUM share
- 38.3%
- Avg. per client
- $148K
- Clients
- 131
- Regulatory AUM
- $139M
- AUM share
- 61.7%
- Avg. per client
- $1.06M
Total
- Clients
- 716
- Regulatory AUM
- $226M
- AUM share
- 100%
- Avg. per client
- $315K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Weis Advisory charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Retirement plan consulting fees depend on the scope and complexity of the engagement and will not exceed 2% of plan assets under management.
Thomas Weissenburger owns 75% or more of Weis Advisory. The leadership team of Weis Advisory includes President Thomas Weissenburger. It has 9 employees, 4 of them in advisory roles.
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Weis Advisory, LLC
Thomas Weissenburger
Control person · since April 2015
Weis Advisory’s regulatory assets grew 1.9× from $116M (May 2022) to $226M (March 2026); clients rose from 419 to 716 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $226M | 716 | 9 | 1 |
| Mar 2025March 2025 | $188M | 684 | 9 | 1 |
| Feb 2024February 2024 | $158M | 539 | 9 | 1 |
| Mar 2023March 2023 | $144M | 541 | 9 | 1 |
| May 2022May 2022 | $116M | 419 | 9 | 1 |
Besides its headquarters, Weis Advisory has 0 offices, with 1 listed address in 1 state.
Iowa · 1 listed address
- 16400 Sheridan Avenue, CliveHQ
Contact and registration details
- Legal name
- Weis Advisory, LLC
- Headquarters
- 16400 Sheridan Avenue, Clive, IA 50325
- Website
- Not reported
- Phone
- 888-978-2082
- SEC file
- 801-123482
- Structure
- Iowa LLC
- Fiscal year end
- December
Weis Advisory’s named custodian for separately managed accounts is LPL Financial ($226M). Weis Advisory does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Boston, MA · $226M100%
At year end, Weis Advisory’s separately managed accounts were mostly in funds (80%) and bonds (20%).
What the accounts hold
- Funds80%
- Bonds20%
- Cash2%
How many clients does Weis Advisory have?
Weis Advisory has 716 clients and manages $226 million for them, as of March 2026. They include 585 individual clients and 131 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Weis Advisory offer?
Weis Advisory provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Weis Advisory charge?
Weis Advisory charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance.
Source: ADV 2A WITH APPENDIX 1- FIRM DISCLOSURE BROCHURE, filed 31 March 2026
Which custodians does Weis Advisory use?
Weis Advisory’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $226M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Weis Advisory have?
Weis Advisory has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Weis Advisory invest in?
At the end of its last fiscal year, Weis Advisory’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 20% investment grade corporate bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Weis Advisory?
Weis Advisory’s direct owner is Thomas Weissenburger (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Weis Advisory get paid?
Weis Advisory is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Weis Advisory?
Weis Advisory’s main office is at 16400 Sheridan Avenue, Clive, IA 50325. Its phone number is 888-978-2082.