Thomas Weissenburger has been President and Chief Compliance Officer of Weis Advisory since April 2015, is a control person of the firm and directly owns 75% or more of it.
Weis Advisory, LLC is a Clive, IA firm with $226M under management, 716 clients and 4 advisers in one office, as of its March 2026 filing.
Thomas Weissenburger’s longest registration is the current one, 11 years at Weis Advisory since 2015. Before joining Weis Advisory in 2015, Thomas Weissenburger was registered through Raymond James Financial Services Advisors, Inc and Sii Investments, Inc.
- Raymond James Financial Services Advisors, Inc– · 5 yearsClive, IA · Adviser representative · Firm CRD 149018
- Sii Investments, Inc.– · 5 yearsClive, IA · Adviser representative · Firm CRD 2225
- FSC Securities Corporation– · 3 yearsClive, IA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Thomas Weissenburger is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2015; the most recent is Texas, in October 2019.
- IowaSince 1 May 2015
- TexasResidentSince 29 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 November 2003 |
| Series 51 | Municipal Fund Securities Principal Examination | 15 July 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 1999 |
| Series 7 | General Securities Representative Examination | 30 January 1995 |
| Series 22 | Direct Participation Programs Representative Examination | 22 April 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 January 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 January 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Michael Weissenburger
- CRD
- 2119726
- Firm
- Weis Advisory · CRD 217517
- Role
- President and Chief Compliance Officer
- Office
- 16400 SHERIDAN AVENUE, Clive, IA 50325
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Weissenburger work?
Thomas Weissenburger has been President and Chief Compliance Officer of Weis Advisory, LLC since April 2015, and is a control person of the firm.
Is Thomas Weissenburger a financial advisor?
Yes. Thomas Weissenburger has a current investment-adviser registration in Iowa and Texas, through Weis Advisory since May 2015.
How many years of experience does Thomas Weissenburger have?
Thomas Weissenburger has 35 years in the financial industry, since January 1991, across 4 adviser firms.
What exams has Thomas Weissenburger passed?
Thomas Weissenburger has passed 7 licensing exams: the Series 63, Series 6, Series 22, Series 7, Series 65, Series 51 and Series 24. The earliest, the Series 63, was passed in January 1991. FINRA credited Thomas Weissenburger with the SIE, which began in October 2018.
Where did Thomas Weissenburger work before Weis Advisory?
Before Weis Advisory, Thomas Weissenburger was registered through Raymond James Financial Services Advisors, Inc, July 2009 to May 2015; Sii Investments, Inc., January 2004 to July 2009; FSC Securities Corporation, May 2000 to January 2004.
Where is Thomas Weissenburger based?
Thomas Weissenburger’s registered office is in Clive, IA.
Is Thomas Weissenburger registered with FINRA?
Yes. Thomas Weissenburger has a current broker registration, under CRD 2119726.
Source: FINRA BrokerCheck
How can I verify Thomas Weissenburger’s record?
Search CRD 2119726 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Weissenburger’s full registration record.