Mitchell Moser has been an investment adviser representative at Weis Advisory since October 2017, and is not listed among the firm’s executive officers or direct owners.
Weis Advisory, LLC is a Clive, IA firm with $226M under management, 716 clients and 4 advisers in one office, as of its March 2026 filing.
Mitchell Moser’s longest registration is the current one, 8 years at Weis Advisory since 2017. Before joining Weis Advisory in 2017, Mitchell Moser was registered through Morgan Stanley Investment Management Inc. and Morgan Stanley.
- Morgan Stanley Investment Management Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 110353
- Morgan Stanley– · 2 yearsChicago, IL · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Mitchell Moser is registered as an investment adviser representative in Iowa, since October 2017.
- IowaSince 26 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2013 |
| Series 66 | Uniform Combined State Law Examination | 11 August 2010 |
| Series 7 | General Securities Representative Examination | 3 June 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 May 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Mitchell Weissenburger Moser
- CRD
- 5667386
- Firm
- Weis Advisory · CRD 217517
- Office
- 16400 SHERIDAN AVENUE, Clive, IA 50325
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mitchell Moser work?
Mitchell Moser is an investment adviser representative registered through Weis Advisory, LLC since October 2017, and is not listed among the firm’s executive officers or direct owners.
Is Mitchell Moser a financial advisor?
Yes. Mitchell Moser has a current investment-adviser registration in Iowa, through Weis Advisory since October 2017.
How many years of experience does Mitchell Moser have?
Mitchell Moser has 14 years in the financial industry, since June 2012, across 3 adviser firms.
What exams has Mitchell Moser passed?
Mitchell Moser has passed 4 licensing exams: the Series 63, Series 7, Series 66 and Series 65. The earliest, the Series 63, was passed in May 2009. FINRA credited Mitchell Moser with the SIE, which began in October 2018.
Where did Mitchell Moser work before Weis Advisory?
Before Weis Advisory, Mitchell Moser was registered through Morgan Stanley Investment Management Inc., September 2015 to July 2016; Morgan Stanley, June 2013 to January 2016.
Where is Mitchell Moser based?
Mitchell Moser’s registered office is in Clive, IA.
Is Mitchell Moser registered with FINRA?
Yes. Mitchell Moser has a current broker registration, under CRD 5667386.
Source: FINRA BrokerCheck
How can I verify Mitchell Moser’s record?
Search CRD 5667386 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mitchell Moser’s full registration record.