{"url":"https://nivawealth.com/firms/weis-advisory-217517","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/217517","regulatoryAum":225636308,"crd":"217517","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6648388","suffix":null,"lastName":"Hildman","firstName":"Joshua","middleName":"Clair"},{"crd":"5667386","suffix":null,"lastName":"MOSER","firstName":"MITCHELL","middleName":"WEISSENBURGER"},{"crd":"4684797","suffix":null,"lastName":"OLBERDING","firstName":"DAVID","middleName":"BRADLEY"},{"crd":"2119726","suffix":null,"lastName":"WEISSENBURGER","firstName":"THOMAS","middleName":"MICHAEL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-05-17","regulatoryAum":115789030,"clients":419,"employees":9,"offices":1},{"filedOn":"2023-03-25","regulatoryAum":143693000,"clients":541,"employees":9,"offices":1},{"filedOn":"2024-02-23","regulatoryAum":157637425,"clients":539,"employees":9,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":187907311,"clients":684,"employees":9,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":225636308,"clients":716,"employees":9,"offices":1}],"secFileNumber":"801-123482","legalName":"Weis 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management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035128","versionId":1035128,"submittedOn":"2026-03-31","documentName":"ADV 2A WITH APPENDIX 1- FIRM DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:11:32.993284+00:00","documents":[{"name":"ADV 2A WITH APPENDIX 1- FIRM DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035128","versionId":1035128,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":225636308}],"custodyNote":"Weis Advisory does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Weissenburger","title":"President and Chief Compliance Officer","crd":"2119726"}],"ownership":[{"label":"Thomas Weissenburger","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since April 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Iowa","offices":1,"addresses":[{"street":"16400 Sheridan Avenue","city":"Clive","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-978-2082","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Investment grade corporate bonds","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":80},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/217517/PDF/217517.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035128","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Weis Advisory have?","answer":"Weis Advisory has 716 clients and manages $226 million for them, as of March 2026. They include 585 individual clients and 131 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Weis Advisory offer?","answer":"Weis Advisory provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Weis Advisory charge?","answer":"Weis Advisory charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance.","source":"ADV 2A WITH APPENDIX 1- FIRM DISCLOSURE BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Weis Advisory use?","answer":"Weis Advisory’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $226M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Weis Advisory have?","answer":"Weis Advisory has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Weis Advisory invest in?","answer":"At the end of its last fiscal year, Weis Advisory’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 20% investment grade corporate bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Weis Advisory?","answer":"Weis Advisory’s direct owner is Thomas Weissenburger (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Weis Advisory get paid?","answer":"Weis Advisory is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Weis Advisory?","answer":"Weis Advisory’s main office is at 16400 Sheridan Avenue, Clive, IA 50325. Its phone number is 888-978-2082.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}