Tuve Investment Management provides portfolio management for individuals and small businesses.
Tuve Investment Management reports 523 clients. They include 467 individual clients and 56 high-net-worth individuals. Of its assets, 100.0% ($148M across 1,372 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 89% | 75% |
| High-net-worth individuals | 11% | 25% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 467 | $110M | 74.7% | $236K |
| High-net-worth individuals | 56 | $37.4M | 25.3% | $668K |
| Total | 523 | $148M | 100% | $282K |
- Clients
- 467
- Regulatory AUM
- $110M
- AUM share
- 74.7%
- Avg. per client
- $236K
- Clients
- 56
- Regulatory AUM
- $37.4M
- AUM share
- 25.3%
- Avg. per client
- $668K
Total
- Clients
- 523
- Regulatory AUM
- $148M
- AUM share
- 100%
- Avg. per client
- $282K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Tuve Investment Management charges up to 1.50% a year for its Asset Management. The fee is billed in arrears.
Fee details and sources
John Tuve owns 75% or more of Tuve Investment Management. The leadership team of Tuve Investment Management includes President John Tuve and Chief Compliance Officer Stanley Tuve. It has 6 employees, 2 of them in advisory roles.
Leadership
- John TuvePresident
- Stanley TuveChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Tuve Investment Management, Inc.
John Tuve
Control person · since July 2015
Tuve Investment Management’s regulatory assets grew from $113M (March 2021) to $148M (April 2026); clients fell from 794 to 523 and employees rose from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $148M | 523 | 6 | 1 |
| March 2025 | $133M | 1,409 | 6 | 1 |
| March 2024 | $118M | 1,450 | 6 | 1 |
| March 2023 | $111M | 1,478 | 6 | 1 |
| March 2022 | $121M | 668 | 6 | 1 |
| March 2021 | $113M | 794 | 4 | 1 |
Besides its headquarters, Tuve Investment Management has 0 offices, with 1 listed address in Iowa.
Iowa · 1 listed address
- 227 East San Marnan Drive, WaterlooHQ
Contact and registration details
- Legal name
- Tuve Investment Management, Inc.
- Headquarters
- 227 East San Marnan Drive, Waterloo, IA 50702
- Website
- Not reported
- Phone
- 319-235-0075
- @tuve-investments-inc.
- SEC file
- 801-100395
- Structure
- Iowa corporation
- Fiscal year end
- December
Tuve Investment Management uses Charles Schwab ($148M) as custodian for its separately managed accounts. Tuve Investment Management has custody of $112M in client assets for 840 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $148M100%
At year end, Tuve Investment Management’s separately managed accounts were largely in bonds (42%) and stocks (40%).
What the accounts hold
- Stocks40%
- Funds15%
- Bonds42%
- U.S. government and agency bonds10%
- Sovereign bonds10%
- Investment grade corporate bonds10%
- High-yield corporate bonds10%
- State and local bonds2%
- Cash3%
How many clients does Tuve Investment Management have?
Tuve Investment Management has 523 clients and manages $148 million for them, as of April 2026. They include 467 individual clients and 56 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026
What services does Tuve Investment Management offer?
Tuve Investment Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Tuve Investment Management charge?
Tuve Investment Management charges up to 1.50% a year for its Asset Management. The fee is billed in arrears.
Which custodians does Tuve Investment Management use?
Tuve Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $148M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 April 2026
How many financial advisors does Tuve Investment Management have?
Tuve Investment Management has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tuve Investment Management invest in?
At the end of its last fiscal year, Tuve Investment Management’s separately managed accounts held 40% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds, 10% sovereign bonds, 10% investment grade corporate bonds, 10% high-yield corporate bonds, 3% cash and equivalents and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tuve Investment Management?
Tuve Investment Management’s direct owner is John Tuve (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 April 2026
How does Tuve Investment Management get paid?
Tuve Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Tuve Investment Management registered with the SEC?
Yes, Tuve Investment Management has been registered with the SEC as an investment adviser since 6 July 2015. Its CRD number is 226702 and its SEC file number is 801-100395.
Source: Form ADV Part 1A, Item 1, filed 20 April 2026; IAPD firm record
How do I contact Tuve Investment Management?
Tuve Investment Management’s main office is at 227 East San Marnan Drive, Waterloo, IA 50702. Its phone number is 319-235-0075.