NivaLet’s talk

Stanley Tuve

Chief Compliance Officer at Tuve Investment Management in Waterloo, IA

Investment adviser registrationUpdated

Stanley Tuve is Chief Compliance Officer of Tuve Investment Management, Inc., an investment adviser managing $148M, and works from its Waterloo, IA office. Stanley Tuve has been registered as an investment adviser representative through Tuve Investment Management since 9 February 2026, has 7 years in the industry across 1 firm and has passed the Series 65.

7
Years in industry
0
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Stanley Tuve has been Chief Compliance Officer of Tuve Investment Management since July 2015, is not listed as a control person, but directly owns under 5% of the firm. Stanley Tuve holds a B.A. in Business Management from Loras College.

Tuve Investment Management, Inc. is a Waterloo, IA firm with $148M under management, 523 clients and 2 advisers in one office, as of its April 2026 filing.

Stanley Tuve is Vice President and Chief Compliance Officer of Tuve Investments, Inc., based in Waterloo, Iowa. He began working alongside his father, John Tuve, during his first summer home from college. He is a licensed Investment Advisor Representative.

  1. Tuve Investment Management, Inc.Current
    – present · under a year
    Waterloo, IA · Adviser representative · Firm CRD 226702
  2. Tuve Investment Management, Inc.
    – · 6 years
    Waterloo, IA · Adviser representative · Firm CRD 226702

Credentials and registrations

Investment adviser representative registrations

Stanley Tuve is registered as an investment adviser representative in Iowa, since February 2026.

  • IowaSince 9 February 2026

Examinations

Series 6530 January 2019
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Stanley John Tuve
CRD
6076863
Firm
Tuve Investment Management · CRD 226702
Role
Chief Compliance Officer
Office
227 EAST SAN MARNAN DRIVE, Waterloo, IA 50702
Registration
Investment adviser registration
In the industry since
March 2019
Disciplinary history
Not yet shown here · SEC record
Firm bio
tuveinvestments.com

Common questions

Where does Stanley Tuve work?

Stanley Tuve has been Chief Compliance Officer of Tuve Investment Management, Inc. since July 2015.

Source: Form ADV, Schedule A, filed 20 April 2026

Is Stanley Tuve a financial advisor?

Yes. Stanley Tuve has a current investment-adviser registration in Iowa, through Tuve Investment Management since February 2026.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Stanley Tuve have?

Stanley Tuve has 7 years in the financial industry, since March 2019, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Stanley Tuve passed?

Stanley Tuve passed the Series 65 in January 2019.

Source: IAPD individual record, checked 22 October 2026

Where is Stanley Tuve based?

Stanley Tuve’s registered office is in Waterloo, IA.

Source: IAPD individual record, checked 22 October 2026

Is Stanley Tuve registered with FINRA?

No. Stanley Tuve has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Stanley Tuve’s record?

Search CRD 6076863 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stanley Tuve’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Tuve Investment Management

Sources

  1. IAPD individual record, CRD 6076863, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tuve Investment Management, Inc., filed 20 April 2026. Title, control and ownership bands.
  3. Tuve Investment Management team page. Biography, education, credentials, awards.
Report a correction