John Tuve has been President of Tuve Investment Management since July 2015, is a control person of the firm and directly owns 75% or more of it. John Tuve holds a B.A. in Accounting from the University of Northern Iowa.
Tuve Investment Management, Inc. is a Waterloo, IA firm with $148M under management, 523 clients and 2 advisers in one office, as of its April 2026 filing.
John Tuve is President of Tuve Investments, Inc., based in Waterloo, Iowa. He has over 40 years of experience in the investment, insurance and financial services industry and is a personal wealth advisor. In 1995 he co-authored Wealth: Enhancement & Preservation, and in 1999 he published Ways & Means: Maximize the Value of Your Retirement Savings.
John Tuve’s longest registration was 19 years at LPL Financial LLC (1996–2015). Before joining Tuve Investment Management in 2026, John Tuve was registered through LPL Financial LLC.
- – present · under a yearWaterloo, IA · Adviser representative · Firm CRD 226702
- – · 10 yearsWaterloo, IA · Adviser representative · Firm CRD 226702
- LPL Financial LLC– · 19 yearsWaterloo, IA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Tuve Investment Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
John Tuve is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in February 2026.
- IowaSince 9 February 2026
- TexasResidentSince 12 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 December 1997 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 1 May 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 1984 |
| Series 7 | General Securities Representative Examination | 17 December 1983 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Stanley Tuve
- CRD
- 1190043
- Firm
- Tuve Investment Management · CRD 226702
- Role
- President
- Office
- 227 EAST SAN MARNAN DRIVE, Waterloo, IA 50702
- Registration
- Investment adviser registration
- In the industry since
- August 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tuveinvestments.com
Where does John Tuve work?
John Tuve has been President of Tuve Investment Management, Inc. since July 2015, and is a control person of the firm.
Is John Tuve a financial advisor?
Yes. John Tuve has a current investment-adviser registration in Iowa and Texas, through Tuve Investment Management since February 2026.
How many years of experience does John Tuve have?
John Tuve has 42 years in the financial industry, since August 1984, across 2 adviser firms.
What exams has John Tuve passed?
John Tuve has passed 6 licensing exams: the Series 7, Series 63, Series 8, Series 24, Series 10 and Series 9. The earliest, the Series 7, was passed in December 1983. FINRA credited John Tuve with the SIE, which began in October 2018.
Where did John Tuve work before Tuve Investment Management?
Before Tuve Investment Management, John Tuve was registered through LPL Financial LLC, January 1996 to September 2015.
Where is John Tuve based?
John Tuve’s registered office is in Waterloo, IA.
Is John Tuve registered with FINRA?
No. John Tuve has no current broker registration.
Is John Tuve a CFP?
Tuve Investment Management lists John Tuve with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify John Tuve’s record?
Search CRD 1190043 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Tuve’s full registration record.