SEC-registered investment advisers in Waterloo
3 SEC-registered investment advisers are headquartered in Waterloo, IA, with $717M in combined regulatory assets under management. 2 are financial advisor firms; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.
- 3
- Investment advisers
- $717M
- Combined regulatory AUM
- 2
- Financial advisor firms
All 3 advisers
By regulatory assets under management.
| Firm | Type | Regulatory AUM |
|---|---|---|
| FSB Premier Wealth Management | Bank & trust | $432M |
| Tuve Investment Management | RIA | $148M |
| Keystone Wealth Management | RIA | $137M |
- Type
- Bank & trust
- Type
- RIA
- Type
- RIA
Waterloo at a glance
Advisers headquartered here, by type
3
advisers
- Financial advisor firms (RIAs)$285M regulatory AUM2 (67%)
- Broker-dealers and other wealth firms$432M regulatory AUM1 (33%)
Other cities in Iowa
- West Des Moines16
- Des Moines12
- Cedar Rapids11
- Davenport6
- Dubuque5
- Urbandale5
- Clive3
- Bettendorf2
- Cedar Falls2
- Akron1
- Ames1
- Ankeny1