Firms by city
Registered investment advisers in Dubuque, IA
5 SEC-registered advisers headquartered in Dubuque, listed by regulatory assets under management as reported on Form ADV.
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5 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Avantax Planning Partners | Dubuque, IA | $7.57B |
| Steele Capital Management | Dubuque, IA | $3.55B |
| Friday Financial | Dubuque, IA | $409M |
| Weitzel Financial Services | Dubuque, IA | $328M |
| Guncheon Financial | Dubuque, IA | $146M |
- Headquarters
- Dubuque, IA
- Regulatory AUM
- $7.57B
- Headquarters
- Dubuque, IA
- Regulatory AUM
- $3.55B
- Headquarters
- Dubuque, IA
- Regulatory AUM
- $409M
- Headquarters
- Dubuque, IA
- Regulatory AUM
- $328M
- Headquarters
- Dubuque, IA
- Regulatory AUM
- $146M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Dubuque on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in Iowa.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.