Weitzel Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Weitzel Financial Services reports 1,134 clients. They include 831 individual clients and 303 high-net-worth individuals. Of its assets, 99.0% ($325M across 1,119 accounts) are managed with discretion; $3.12M across 15 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 44% |
| High-net-worth individuals | 27% | 56% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 831 | $143M | 43.5% | $172K |
| High-net-worth individuals | 303 | $185M | 56.5% | $611K |
| Total | 1,134 | $328M | 100% | $289K |
- Clients
- 831
- Regulatory AUM
- $143M
- AUM share
- 43.5%
- Avg. per client
- $172K
- Clients
- 303
- Regulatory AUM
- $185M
- AUM share
- 56.5%
- Avg. per client
- $611K
Total
- Clients
- 1,134
- Regulatory AUM
- $328M
- AUM share
- 100%
- Avg. per client
- $289K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Weitzel Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed at $250 per hour in 15-minute increments; ongoing planning follow-up is a fixed fee of $250 to $2,500 per quarter.
Timothy Joseph Weitzel owns 50% to 75% of Weitzel Financial Services. The leadership team of Weitzel Financial Services includes President Timothy Joseph Weitzel. It has 4 employees.
Leadership
- Timothy Joseph WeitzelPresident / BD Chief Compliance Officer
- Bradley Joseph WeitzelVice President/RIA Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Martin Thomas Berger
- Matthew James Moore
- Maya G Moroney
- Raymond Allen Quint
- Bradley Joseph Weitzel
- Timothy Joseph Weitzel
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 50% to 75% of Weitzel Financial Services, Inc.
Timothy Joseph Weitzel
Control person · since July 1990
- Owns 25% to 50% of Weitzel Financial Services, Inc.
Bradley Joseph Weitzel
since January 2016
Weitzel Financial Services’ regulatory assets grew 2.0× from $162M (March 2021) to $328M (September 2026); clients rose from 517 to 1,134 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $328M | 1,134 | 4 | 1 |
| Mar 2025March 2025 | $274M | 1,100 | 3 | 1 |
| Mar 2024March 2024 | $239M | 956 | 3 | 1 |
| Mar 2023March 2023 | $199M | 850 | 3 | 1 |
| Mar 2022March 2022 | $209M | 757 | 3 | 1 |
| Mar 2021March 2021 | $162M | 517 | 3 | 1 |
Besides its headquarters, Weitzel Financial Services has 0 offices, with 1 listed address in 1 state.
Iowa · 1 listed address
- 1200 Cedar Cross RD, DubuqueHQ
Contact and registration details
- Legal name
- Weitzel Financial Services, Inc.
- Headquarters
- 1200 Cedar Cross RD, Dubuque, IA 52003
- Website
- weitzelfinancial.com
- Phone
- 563-583-6020
- SEC file
- 801-118164
- Structure
- Iowa corporation
- Fiscal year end
- December
Weitzel Financial Services’ named custodian for separately managed accounts is Charles Schwab ($231M). Weitzel Financial Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $231M100%
At year end, Weitzel Financial Services’ separately managed accounts were mostly in stocks (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $294M across 51 positions; the largest are State Street SPDR Portfolio S&P 1500 Composite Stock Market E (21.0%), Vanguard FTSE Developed Markets Index Fund ETF Shares (14.7%) and Schwab U.S. Dividend Equity ETF (7.8%).
What the accounts hold
- Stocks91%
- Exchange-traded equities81%
- Non-exchange-traded equities10%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash7%
Reported 13F holdings
- $294M
- Reported 13F value
- 51
- Positions
- 76.7%
- In the 10 largest
- +10.8%
- Value vs. prior quarter
- State Street SPDR Portfolio S&P 1500 Composite Stock Market E · Portfolio S&P150021.0%
- Vanguard FTSE Developed Markets Index Fund ETF Shares · Van FTSE Dev Mkt14.7%
- Schwab U.S. Dividend Equity ETF · US Divident EQ7.8%
- State Street SPDR Portfolio Aggregate Bondetf · Portfolio Agrgte6.4%
- iShares Core 40/60 Moderate Allocation ETF · Core 40/60 Moder5.3%
- Invesco Qqq TR · Unit Ser 14.5%
- First Trust Low Durationopportunities ETF · Fst Low Oppt Eft4.5%
- Vanguard Total International Bond Indexfund ETF Shares · Total Int BD ETF4.4%
- First Trust Rising Dividend Achievers ETF · Rising Divd Achiv4.2%
- Vanguard Total Stock Market Index Fund ETF Shares · Total Stk Mkt3.9%
Together, the ten largest are 76.7% of reported value.
How many clients does Weitzel Financial Services have?
Weitzel Financial Services has 1,134 clients and manages $328 million for them, as of September 2026. They include 831 individual clients and 303 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026
What services does Weitzel Financial Services offer?
Weitzel Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Weitzel Financial Services use?
Weitzel Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $231M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026
How many financial advisors does Weitzel Financial Services have?
Weitzel Financial Services has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Weitzel Financial Services invest in?
At the end of its last fiscal year, Weitzel Financial Services’ separately managed accounts held 81% exchange-traded equities, 10% non-exchange-traded equities, 7% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Weitzel Financial Services?
Weitzel Financial Services’ direct owners are Timothy Joseph Weitzel (50% to 75%) and Bradley Joseph Weitzel (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 September 2026
How does Weitzel Financial Services get paid?
Weitzel Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Weitzel Financial Services?
Weitzel Financial Services’ main office is at 1200 Cedar Cross RD, Dubuque, IA 52003. Its phone number is 563-583-6020. Its website is weitzelfinancial.com.