Shadowridge Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Shadowridge Asset Management reports 614 clients. They include 561 individual clients and 53 high-net-worth individuals. Of its assets, 100.0% ($127M across 870 accounts) are managed with discretion. Of its clients, 2% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 65% |
| High-net-worth individuals | 9% | 35% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 561 | $81.9M | 64.6% | $146K |
| High-net-worth individuals | 53 | $44.4M | 35.0% | $837K |
| Corporations and other businesses | Fewer than 5 | $448K | 0.4% | — |
| Total | 614 | $127M | 100% | — |
- Clients
- 561
- Regulatory AUM
- $81.9M
- AUM share
- 64.6%
- Avg. per client
- $146K
- Clients
- 53
- Regulatory AUM
- $44.4M
- AUM share
- 35.0%
- Avg. per client
- $837K
- Clients
- Fewer than 5
- Regulatory AUM
- $448K
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 614
- Regulatory AUM
- $127M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Shadowridge Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- 403(b) plan management
- Asset management for 403(b) and ORP plan accounts is billed at a maximum annual fee of 1.25% of assets, monthly in arrears.
- Financial consulting
- Financial consulting is billed at a negotiable hourly rate of $200, due at the end of the consultation.
- Financial planning fixed fees
- Financial planning is a fixed fee of $995, $1,995 or $2,995 by option, due on signing the agreement.
Ryan Redfern owns 75% or more of Shadowridge Asset Management. The leadership team of Shadowridge Asset Management includes Chief Compliance Officer Ryan Redfern. It has 9 employees, 7 of them in advisory roles.
Leadership
Ryan RedfernManaging Member/Chief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 7 in advisory functions
- 7 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 75% or more of Shadowridge Asset Management, LLC
Ryan Redfern
Control person · since March 2012
Shadowridge Asset Management’s regulatory assets grew from $119M (May 2025) to $127M (March 2026); clients rose from 563 to 614 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $127M | 614 | 9 | 3 |
| May 2025 | $119M | 563 | 9 | 3 |
Besides its headquarters, Shadowridge Asset Management has 2 offices (2 private residences, listed without an address), with 1 listed address in Texas.
Texas · 1 listed address
- 1001 S. Capital of Texas Highway, M-100, AustinHQ
Contact and registration details
- Legal name
- Shadowridge Asset Management, LLC
- Headquarters
- 1001 S. Capital of Texas Highway, M-100, Austin, TX 78746
- Website
- shadowridgeinvest.com
- Phone
- 888-434-1427
- @shadowridge-asset-management
- SEC file
- 801-131300
- Structure
- Texas LLC
- Fiscal year end
- December
Shadowridge Asset Management uses Axos Clearing ($84.9M, 76%) and Fidelity ($26.7M, 24%) as custodians for its separately managed accounts. Shadowridge Asset Management does not have custody of client assets.
- FidelityFidelity Distributors Company LLC · Smithfield, RI · $26.7M24%
- Axos ClearingAxos Clearing LLC · Omaha, NE · $84.9M76%
At year end, Shadowridge Asset Management’s separately managed accounts were mostly in funds (85%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds85%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash5%
How many clients does Shadowridge Asset Management have?
Shadowridge Asset Management has 614 clients and manages $127 million for them, as of March 2026. They include 561 individual clients and 53 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Shadowridge Asset Management offer?
Shadowridge Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Shadowridge Asset Management use?
Shadowridge Asset Management’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $84.9M and Fidelity Distributors Company LLC (Smithfield, RI), with $26.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Shadowridge Asset Management have?
Shadowridge Asset Management has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Shadowridge Asset Management invest in?
At the end of its last fiscal year, Shadowridge Asset Management’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Shadowridge Asset Management?
Shadowridge Asset Management’s direct owner is Ryan Redfern (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Shadowridge Asset Management get paid?
Shadowridge Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Shadowridge Asset Management?
Shadowridge Asset Management’s main office is at 1001 S. Capital of Texas Highway, M-100, Austin, TX 78746. Its phone number is 888-434-1427. Its website is shadowridgeinvest.com.