{"url":"https://nivawealth.com/firms/shadowridge-asset-management-162066","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162066","regulatoryAum":126695977,"crd":"162066","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6171230","suffix":null,"lastName":"FEATHERSTON","firstName":"DAVID","middleName":"HARDING"},{"crd":"1444970","suffix":null,"lastName":"HEPBURN","firstName":"WILLIAM","middleName":"THOMAS"},{"crd":"8104707","suffix":null,"lastName":"Johnson","firstName":"Heather","middleName":"Dalice"},{"crd":"7092267","suffix":null,"lastName":"Karnes","firstName":"Chad","middleName":"Michael"},{"crd":"2298893","suffix":null,"lastName":"LEBKUECHER","firstName":"RALPH","middleName":"PHILIP"},{"crd":"5190884","suffix":null,"lastName":"REDFERN","firstName":"LAURA","middleName":"F"},{"crd":"4169279","suffix":null,"lastName":"REDFERN","firstName":"RYAN","middleName":"CHARLES"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-30","regulatoryAum":118695558,"clients":563,"employees":9,"offices":3},{"filedOn":"2026-03-19","regulatoryAum":126695977,"clients":614,"employees":9,"offices":3}],"secFileNumber":"801-131300","legalName":"Shadowridge Asset Management, LLC","displayName":"Shadowridge Asset Management","slug":"shadowridge-asset-management-162066","website":"https://shadowridgeinvest.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/162066/3d605148a63008e5-r1.webp","tone":"light","width":1397,"height":200,"sourceUrl":"https://shadowridgeinvest.com/","sourceLabel":"Shadowridge Asset Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/shadowridge-asset-management/","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1001 S. Capital of Texas Highway, M-100","city":"Austin","state":"TX","stateName":"Texas","country":"United States","postalCode":"78746"},"tradeNames":[],"registration":{"secApproved":"16 October 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":205615.80456026059,"staff":{"employees":9,"advisory":7,"brokerDealerReps":0,"insuranceAgents":2,"promoters":1},"aum":{"regulatory":126695977,"discretionary":126695977,"discretionaryAccounts":870,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":561,"regulatoryAum":81881742},{"label":"High-net-worth individuals","clients":53,"regulatoryAum":44366362},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":447873}],"feePrograms":[{"role":"other","program":"403(b) plan management","summary":"Asset management for 403(b) and ORP plan accounts is billed at a maximum annual fee of 1.25% of assets, monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061888","versionId":1061888,"submittedOn":"2026-10-21","documentName":"FORM ADV PART 2A"},{"role":"other","program":"Financial consulting","summary":"Financial consulting is billed at a negotiable hourly rate of $200, due at the end of the consultation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061888","versionId":1061888,"submittedOn":"2026-10-21","documentName":"FORM ADV PART 2A"},{"role":"other","program":"Financial planning fixed fees","summary":"Financial planning is a fixed fee of $995, $1,995 or $2,995 by option, due on signing the agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061888","versionId":1061888,"submittedOn":"2026-10-21","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:29:55.54594+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061888","versionId":1061888,"submittedOn":"2026-10-21"}]},"custodians":[{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":26673988},{"name":"Axos Clearing LLC","shortName":"Axos Clearing","location":"Omaha, NE","smaAssets":84899468}],"custodyNote":"Shadowridge Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ryan Redfern","title":"Managing Member/Chief Compliance Officer","crd":"4169279"}],"ownership":[{"label":"Ryan Redfern","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since March 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1001 S. Capital of Texas Highway, M-100","city":"Austin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-434-1427","stateRegisteredReps":7,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":85},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162066/PDF/162066.pdf","brochureDate":"21 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061888","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Shadowridge Asset Management have?","answer":"Shadowridge Asset Management has 614 clients and manages $127 million for them, as of March 2026. They include 561 individual clients and 53 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Shadowridge Asset Management offer?","answer":"Shadowridge Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Shadowridge Asset Management use?","answer":"Shadowridge Asset Management’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $84.9M and Fidelity Distributors Company LLC (Smithfield, RI), with $26.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Shadowridge Asset Management have?","answer":"Shadowridge Asset Management has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Shadowridge Asset Management invest in?","answer":"At the end of its last fiscal year, Shadowridge Asset Management’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Shadowridge Asset Management?","answer":"Shadowridge Asset Management’s direct owner is Ryan Redfern (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Shadowridge Asset Management get paid?","answer":"Shadowridge Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Shadowridge Asset Management?","answer":"Shadowridge Asset Management’s main office is at 1001 S. Capital of Texas Highway, M-100, Austin, TX 78746. Its phone number is 888-434-1427. Its website is shadowridgeinvest.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}