Ryan Redfern has been Managing Member/Chief Compliance Officer of Shadowridge Asset Management since March 2012, is a control person of the firm and directly owns 75% or more of it.
Shadowridge Asset Management, LLC is an Austin, TX firm with $127M under management, 614 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Ryan Redfern founded Shadowridge Asset Management, LLC in 2012. He entered the financial world officially in 2003 as a licensed representative and has been both a board member and President of the National Association of Active Investment Managers (NAAIM).
Ryan Redfern’s longest registration is the current one, 14 years at Shadowridge Asset Management since 2012. Before joining Shadowridge Asset Management in 2012, Ryan Redfern was registered through Lincoln Investment Planning, Inc and Great American Advisors, Inc.
- RGB Capital GroupAlso current– present · 2 yearsAustin, TX · Adviser representative · Firm CRD 150420
- – present · 14 yearsAustin, TX · Adviser representative · Firm CRD 162066
- Lincoln Investment Planning, Inc– · 5 yearsAustin, TX · Adviser representative · Firm CRD 519
- Great American Advisors, Inc.– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 36451
- PMG Asset Management Inc– · under a yearAustin, TX · Adviser representative · Firm CRD 110825
Professional designations
Listed by Shadowridge Asset Management
- Chartered Market Technician (CMT®)
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
Ryan Redfern is registered as an investment adviser representative in Texas, since May 2012.
- TexasSince 4 May 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 18 November 2021 |
| Series 66 | Uniform Combined State Law Examination | 8 December 2004 |
| Series 7 | General Securities Representative Examination | 12 November 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 April 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 March 2003 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ryan Charles Redfern
- CRD
- 4169279
- Firm
- Shadowridge Asset Management · CRD 162066
- Role
- Managing Member/Chief Compliance Officer
- Office
- 1001 S. CAPITAL OF TEXAS HIGHWAY, M-100, Austin, TX 78746
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- shadowridgeinvest.com
Where does Ryan Redfern work?
Ryan Redfern has been Managing Member/Chief Compliance Officer of Shadowridge Asset Management, LLC since March 2012, and is a control person of the firm.
Is Ryan Redfern a financial advisor?
Yes. Ryan Redfern has a current investment-adviser registration in Texas, through Shadowridge Asset Management since May 2012.
How many years of experience does Ryan Redfern have?
Ryan Redfern has 21 years in the financial industry, since January 2005, across 5 adviser firms.
What exams has Ryan Redfern passed?
Ryan Redfern has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 3. The earliest, the Series 6, was passed in March 2003.
Where did Ryan Redfern work before Shadowridge Asset Management?
Before Shadowridge Asset Management, Ryan Redfern was registered through Lincoln Investment Planning, Inc, June 2006 to May 2012; Great American Advisors, Inc., May 2005 to June 2006; PMG Asset Management Inc, January 2005 to May 2005.
Where is Ryan Redfern based?
Ryan Redfern’s registered office is in Austin, TX.
Is Ryan Redfern registered with FINRA?
No. Ryan Redfern has no current broker registration.
How can I verify Ryan Redfern’s record?
Search CRD 4169279 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ryan Redfern’s full registration record.