William Hepburn has been an investment adviser representative at Shadowridge Asset Management since October 2020, and is not listed among the firm’s executive officers or direct owners.
Shadowridge Asset Management, LLC is an Austin, TX firm with $127M under management, 614 clients and 7 advisers across 3 offices, as of its March 2026 filing.
William T. Hepburn is Vice President of Investment Research of Shadowridge Asset Management, LLC, where he guides the firm's investment strategies. After leaving the military in 1974, he began helping clients make investment decisions in 1987, and he has been an instructor at Yavapai College since 1990. He has served as president of the National Association of Active Investment Managers (NAAIM).
William Hepburn’s longest registration was 17 years at Hepburn Capital Management, LLC (2003–2021). Before joining Shadowridge Asset Management in 2020, William Hepburn was registered through Thrifty Money Management, Inc. and Hepburn Capital Management, LLC.
- – present · 6 yearsPrescott, AZ · Adviser representative · Firm CRD 162066
- Thrifty Money Management, Inc.– · 1 yearPrescott, AZ · Adviser representative · Firm CRD 142319
- Hepburn Capital Management, LLC– · 17 yearsPrescott, AZ · Adviser representative · Firm CRD 120572
Investment adviser representative registrations
William Hepburn is registered as an investment adviser representative in Arizona, since October 2020.
- ArizonaSince 15 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 51 | Municipal Fund Securities Principal Examination | 12 February 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 January 1995 |
| Series 24 | General Securities Principal Examination | 14 June 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 February 1987 |
| Series 7 | General Securities Representative Examination | 21 February 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 7 December 1985 |
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- William Thomas Hepburn
- CRD
- 1444970
- Firm
- Shadowridge Asset Management · CRD 162066
- Office
- Prescott, AZ
- Registration
- Investment adviser registration
- In the industry since
- September 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- shadowridgeinvest.com
Where does William Hepburn work?
William Hepburn is an investment adviser representative registered through Shadowridge Asset Management, LLC since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is William Hepburn a financial advisor?
Yes. William Hepburn has a current investment-adviser registration in Arizona, through Shadowridge Asset Management since October 2020.
How many years of experience does William Hepburn have?
William Hepburn has 23 years in the financial industry, since September 2003, across 3 adviser firms.
What exams has William Hepburn passed?
William Hepburn has passed 6 licensing exams: the Series 22, Series 7, Series 63, Series 24, Series 65 and Series 51. The earliest, the Series 22, was passed in December 1985.
Where did William Hepburn work before Shadowridge Asset Management?
Before Shadowridge Asset Management, William Hepburn was registered through Thrifty Money Management, Inc., March 2007 to July 2008.
Where is William Hepburn based?
William Hepburn’s registered office is in Prescott, AZ.
Is William Hepburn registered with FINRA?
No. William Hepburn has no current broker registration.
How can I verify William Hepburn’s record?
Search CRD 1444970 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Hepburn’s full registration record.
