Laura Redfern has been an investment adviser representative at Shadowridge Asset Management since August 2013, and is not listed among the firm’s executive officers or direct owners.
Shadowridge Asset Management, LLC is an Austin, TX firm with $127M under management, 614 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Laura Redfern joined the Shadowridge team in 2013. In 2023 she published a book on finance, Peaceful Prosperity: Taking the Fear Out of Finance.
Laura Redfern’s longest registration is the current one, 13 years at Shadowridge Asset Management since 2013. Before joining Shadowridge Asset Management in 2013, Laura Redfern was registered through Lincoln Investment Planning, Inc.
- Aspen Leaf Partners– · under a yearAustin, TX · Adviser representative · Firm CRD 165676
- – present · 13 yearsAustin, TX · Adviser representative · Firm CRD 162066
- Lincoln Investment Planning, Inc– · 6 yearsAustin, TX · Adviser representative · Firm CRD 519
Professional designations
Listed by Shadowridge Asset Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Financial Transitionist (CFT®)
Investment adviser representative registrations
Laura Redfern is registered as an investment adviser representative in Texas, since August 2013.
- TexasSince 15 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 June 2007 |
| Series 7 | General Securities Representative Examination | 9 April 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Laura F Redfern
- CRD
- 5190884
- Firm
- Shadowridge Asset Management · CRD 162066
- Office
- 1001 S. CAPITAL OF TEXAS HIGHWAY, M-100, Austin, TX 78746
- Registration
- Investment adviser registration
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- shadowridgeinvest.com
Where does Laura Redfern work?
Laura Redfern is an investment adviser representative registered through Shadowridge Asset Management, LLC since August 2013, and is not listed among the firm’s executive officers or direct owners.
Is Laura Redfern a financial advisor?
Yes. Laura Redfern has a current investment-adviser registration in Texas, through Shadowridge Asset Management since August 2013.
How many years of experience does Laura Redfern have?
Laura Redfern has 19 years in the financial industry, since June 2007, across 3 adviser firms.
What exams has Laura Redfern passed?
Laura Redfern has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2007.
Where did Laura Redfern work before Shadowridge Asset Management?
Before Shadowridge Asset Management, Laura Redfern was registered through Lincoln Investment Planning, Inc, June 2007 to August 2013.
Where is Laura Redfern based?
Laura Redfern’s registered office is in Austin, TX.
Is Laura Redfern registered with FINRA?
No. Laura Redfern has no current broker registration.
Is Laura Redfern a CFP?
Shadowridge Asset Management lists Laura Redfern with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Laura Redfern’s record?
Search CRD 5190884 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Redfern’s full registration record.
