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Schroders Capital Management (us)

SEC-registered adviser since 2008New York, NYCRD 145194

$34.6B
AUM
138
Clients
See fees
Fee
90
Advisory staff

From Form ADV filed 27 March 2026 · data retrieved 15 October 2026SEC record

Schroders Capital Management (us) is an investment adviser headquartered in New York, New York, and registered with the SEC since 2008. Its clients include pooled investment vehicles, pension and profit-sharing plans, and corporations and other businesses. High-net-worth individuals account for 1% of its regulatory assets under management.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. Schroders US Holdings Inc owns 75% or more of Schroders Capital Management (us).

Clients

Schroders Capital Management (us) serves 138 clients, 69 of them pooled investment vehicles. The average client has about $251 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles69 clients58%
  • Pension and profit-sharing plans43 clients28%
  • Insurance companies3%
  • Corporations and other businesses14 clients8%
  • OtherHigh-net-worth individuals, Banking or thrift institutions, Investment companies, State or municipal government entities3%
Show client breakdown
High-net-worth individuals
Clients
Not reported
Regulatory AUM
$184,649,936
Share
0.5%
Avg. per client
—
Banking or thrift institutions
Clients
Not reported
Regulatory AUM
$242,645,099
Share
0.7%
Avg. per client
—
Investment companies
Clients
6
Regulatory AUM
$125,502,950
Share
0.4%
Avg. per client
$20.9M
Pooled investment vehicles
Clients
69
Regulatory AUM
$19,969,131,869
Share
57.7%
Avg. per client
$289.4M
Pension and profit-sharing plans
Clients
43
Regulatory AUM
$9,589,908,510
Share
27.7%
Avg. per client
$223.0M
State or municipal government entities
Clients
6
Regulatory AUM
$524,138,466
Share
1.5%
Avg. per client
$87.4M
Insurance companies
Clients
Not reported
Regulatory AUM
$1,136,148,613
Share
3.3%
Avg. per client
—
Corporations and other businesses
Clients
14
Regulatory AUM
$2,813,515,639
Share
8.1%
Avg. per client
$201.0M

Total

Clients
138
Regulatory AUM
$34,585,641,082
Share
100%
Avg. per client
$250.6M

What it does

Schroders Capital Management (us) provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.

Schroders Capital Management (us) advises 66 private funds.

93.9% of assets ($32.47B across 134 accounts) are managed with discretion; $2.11B across 14 accounts are not. 93% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks37%
  • Funds59%
  • Cash4%

Custodians

Schroders Capital Management (us) has custody of client assets.

Managed account assets by custodian
  • All other custodians$34.59B100%

Ownership and leadership

Schroders US Holdings Inc owns 75% or more of Schroders Capital Management (us).

Who owns the firm
Schroders Capital Management (us) Inc.· the adviser

  • Schroders US Holdings Inc

    Control person · since June 2023

    Owns 75% or more of Schroders Capital Management (us) Inc.

Leadership

  • Rainer Ender
    Director and President
  • Stephanie Aldag
    General Counsel Private Equity
  • Benjamin Alt
    Head of Global Private Equity Portfolios
  • Lorenzo Barreca
    Head of Risk Management
  • Timothy Creed
    Head of Private Equity'S Investments
  • Dirk Dillinger
    Head of Finance
  • Stefan Fuchs
    Member of the Board
  • Lee Gardella
    Director and Secretary
  • Sven Gasser
    Chief Operation Officer, Private Equity
  • Christa Janjic-Marti
    Member of the Board
  • Aikaterini Rigoulia
    Head of Compliance, Private Equity (cco)
  • Nils Rode
    Chief Investment Officer
  • Georg Wunderlin
    Global Head of Schroders Capital, Chairman of the Board

Staff

  • 163 employees
  • 90 in advisory functions
  • 1 broker-dealer rep
  • 3 soliciting firms

Fees

Schroders Capital Management (us) is paid through a percentage of assets under management and performance-based fees.

Schroders Capital Management (us)’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Schroders Capital Management (us) has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 7 Bryant Park, New YorkHQ

Registration details

Legal name
Schroders Capital Management (us) Inc.
Headquarters
7 Bryant Park, New York, NY 10018
Phone
12124885330
Website
www.schroderscapital.com
SEC file
801-69112
Structure
Delaware corporation
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Schroders Capital Management (us) have?

Schroders Capital Management (us) has 138 clients and manages $34.6 billion for them, as of March 2026. They include 69 pooled investment vehicles, 43 pension and profit-sharing plans and 14 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026

What services does Schroders Capital Management (us) offer?

Schroders Capital Management (us) provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Schroders Capital Management (us) have?

Schroders Capital Management (us) has 0 investment adviser representatives registered with state securities authorities, out of 163 employees, and 90 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Schroders Capital Management (us) invest in?

At the end of its last fiscal year, Schroders Capital Management (us)’s separately managed accounts held 59% pooled vehicles (private funds and similar), 37% non-exchange-traded equities and 4% cash and equivalents. It advises 66 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Schroders Capital Management (us)?

Schroders Capital Management (us) is owned through a chain of holding companies by Schroders PLC. Its direct owner is Schroders US Holdings Inc (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026

How does Schroders Capital Management (us) get paid?

Schroders Capital Management (us) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 27 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 145194.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Schroders Capital Management (us) Inc. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.