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Pacific Way Capital Management

SEC-registered adviser since 2025New York, NYCRD 334551

$33.6B
AUM
11
Clients
See fees
Fee
4
Advisory staff

From Form ADV filed 3 August 2026 · data retrieved 15 October 2026SEC record

Pacific Way Capital Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 2025. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles and selecting other managers. Fee arrangements include a percentage of assets under management, fixed fees and performance-based fees. Pacific Way Holdings, LP owns 75% or more of Pacific Way Capital Management.

Clients

Pacific Way Capital Management serves 11 clients. The average client has about $3.05 billion with the firm.

Regulatory assets by client type
  • Pooled investment vehicles11 clients100%
Show client breakdown
Pooled investment vehicles
Clients
11
Regulatory AUM
$33,566,528,692
Share
100.0%
Avg. per client
$3.05B

Total

Clients
11
Regulatory AUM
$33,566,528,692
Share
100%
Avg. per client
$3.05B

What it does

Pacific Way Capital Management provides portfolio management for pooled vehicles and selecting other managers. It is paid through a percentage of assets, fixed fees and performance-based fees.

Pacific Way Capital Management provided financial planning to 0 clients last fiscal year and advises 9 private funds.

100.0% of assets ($33.57B across 11 accounts) are managed with discretion. 73% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Pacific Way Capital Management has custody of client assets.

Managed account assets by custodian
  • All other custodians$33.57B100%

Ownership and leadership

Pacific Way Holdings, LP owns 75% or more of Pacific Way Capital Management.

Who owns the firm
Pacific Way Capital Management, LLC· the adviser

  • Pacific Way Holdings, LP

    Control person · since February 2025

    Owns 75% or more of Pacific Way Capital Management, LLC

Leadership

  • Peter Vasiliadis
    Chief Compliance Officer
  • Alexander Band
    Secretary
  • Samuel Diedrich
    Chief Investment Officer
  • Euan James Gardner Finlay
    Director
  • David Puth
    Director
  • Arjun Raghavan
    Director
  • Richard Scarinci
    Director
  • Katie Thorpe
    Director

Staff

  • 8 employees
  • 4 in advisory functions

Fees

Pacific Way Capital Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.

Pacific Way Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Pacific Way Capital Management has 1 office, with 2 listed addresses across 2 states.

Listed office addresses by state

New York · 1 listed address

  • 410 Park Avenue, Suite 930, New YorkHQ

Registration details

Legal name
Pacific Way Capital Management, LLC
Headquarters
410 Park Avenue, Suite 930, New York, NY 10022
Phone
646-893-4859
Website
Not reported
SEC file
801-132835
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Pacific Way Capital Management have?

Pacific Way Capital Management has 11 clients and manages $33.6 billion for them, as of August 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026

What services does Pacific Way Capital Management offer?

Pacific Way Capital Management provides portfolio management for pooled vehicles and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Pacific Way Capital Management have?

Pacific Way Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Pacific Way Capital Management?

Pacific Way Capital Management is owned through a chain of holding companies by Samuel Diedrich. Its direct owner is Pacific Way Holdings, LP (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026

How does Pacific Way Capital Management get paid?

Pacific Way Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 3 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 334551.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Pacific Way Capital Management, LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.