Clients
Stone Ridge Asset Management serves 72 clients, 47 of them pooled investment vehicles. The average client has about $505 million with the firm.
- Investment companies17 clients27%
- Pooled investment vehicles47 clients39%
- Insurance companies7 clients33%
- Corporations and other businesses1 clients1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 17 | $9,738,040,364 | 26.8% | $572.8M |
| Pooled investment vehicles | 47 | $14,161,754,349 | 39.0% | $301.3M |
| Insurance companies | 7 | $12,074,097,567 | 33.2% | $1.72B |
| Corporations and other businesses | 1 | $362,147,149 | 1.0% | $362.1M |
| Total | 72 | $36,336,039,429 | 100% | $504.7M |
- Clients
- 17
- Regulatory AUM
- $9,738,040,364
- Share
- 26.8%
- Avg. per client
- $572.8M
- Clients
- 47
- Regulatory AUM
- $14,161,754,349
- Share
- 39.0%
- Avg. per client
- $301.3M
- Clients
- 7
- Regulatory AUM
- $12,074,097,567
- Share
- 33.2%
- Avg. per client
- $1.72B
- Clients
- 1
- Regulatory AUM
- $362,147,149
- Share
- 1.0%
- Avg. per client
- $362.1M
Total
- Clients
- 72
- Regulatory AUM
- $36,336,039,429
- Share
- 100%
- Avg. per client
- $504.7M
What it does
Stone Ridge Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets, performance-based fees and other arrangements.
Stone Ridge Asset Management advises 19 private funds.
78.9% of assets ($28.66B across 66 accounts) are managed with discretion; $7.68B across 6 accounts are not. 17% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks2%
- Funds80%
- Other18%
- Non-government bank loans and revenue-producing natural gas, liquid natural gas and oil wells.18%
Custodians
Stone Ridge Asset Management’s client accounts are held mainly at HSBC Bank USA, N.A., with 13% of managed assets. Stone Ridge Asset Management has custody of $58.2M for 2 clients.
- HSBC Bank USA, N.A.HSBC Bank USA, N.A. · New York, NY · $4.76B13%
- All other custodians$31.58B87%
Ownership and leadership
Stone Ridge Holdings Group LP owns 75% or more of Stone Ridge Asset Management, and Ross Stevens is its CEO.
- Owns 75% or more of Stone Ridge Asset Management LLC
Stone Ridge Holdings Group LP
Control person · since September 2012
- Owns 25% to 50% of Stone Ridge Holdings Group LP
Ross Stevens
Control person · since December 2017
Leadership
- Ross StevensChief Executive Officer
- Paul GermainPresident
- Tomer SeifanHead of Alternative Fixed Income and Chief Financial Officer
- Lauren MacioceGeneral Counsel / Chief Compliance Officer
Staff
- 238 employees
- 47 in advisory functions
- 20 broker-dealer reps
Fees
Stone Ridge Asset Management is paid through a percentage of assets under management, performance-based fees and other.
Brochure fee details have not yet been processed for this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Stone Ridge Asset Management has 1 office, with 2 listed addresses across 2 states.
New York · 1 listed address
- 1 Vanderbilt Avenue, 65th FL, New YorkHQ
Texas · 1 listed address
- 777 Post Oak Boulevard, Houston
Registration details
- Legal name
- Stone Ridge Asset Management LLC
- Headquarters
- 1 Vanderbilt Avenue, 65th FL, New York, NY 10017
- Phone
- 212-257-4750
- Website
- Not reported
- SEC file
- 801-77228
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Stone Ridge Asset Management have?
Stone Ridge Asset Management has 72 clients and manages $36.3 billion for them, as of August 2026. They include 47 pooled investment vehicles, 17 investment companies and 7 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Stone Ridge Asset Management offer?
Stone Ridge Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Stone Ridge Asset Management use?
Stone Ridge Asset Management’s separately managed account assets are held at HSBC Bank USA, N.A. (New York, NY), with $4,759,321,001. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Stone Ridge Asset Management have?
Stone Ridge Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 238 employees, and 47 perform investment advisory functions. 20 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stone Ridge Asset Management invest in?
At the end of its last fiscal year, Stone Ridge Asset Management’s separately managed accounts held 80% pooled vehicles (private funds and similar), 18% non-government bank loans and revenue-producing natural gas, liquid natural gas and oil wells. and 2% non-exchange-traded equities. It advises 19 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stone Ridge Asset Management?
Stone Ridge Asset Management is owned through a holding company by Ross Stevens. Its direct owner is Stone Ridge Holdings Group LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Stone Ridge Asset Management get paid?
Stone Ridge Asset Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file