Sarver Vrooman Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, and insurance. Financial planning was provided to 251–500 clients last fiscal year.
Sarver Vrooman Wealth Advisors reports 296 clients. They include 169 individual clients, 122 high-net-worth individuals, and 3 corporations and other businesses. Of its assets, 84.4% ($382M across 594 accounts) are managed with discretion; $70.3M across 340 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 14% |
| High-net-worth individuals | 41% | 85% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 169 | $62.5M | 13.8% | $370K |
| High-net-worth individuals | 122 | $387M | 85.5% | $3.17M |
| Charitable organizations | 2 | $468K | 0.1% | $234K |
| Corporations and other businesses | 3 | $2.72M | 0.6% | $907K |
| Total | 296 | $452M | 100% | $1.53M |
- Clients
- 169
- Regulatory AUM
- $62.5M
- AUM share
- 13.8%
- Avg. per client
- $370K
- Clients
- 122
- Regulatory AUM
- $387M
- AUM share
- 85.5%
- Avg. per client
- $3.17M
- Clients
- 2
- Regulatory AUM
- $468K
- AUM share
- 0.1%
- Avg. per client
- $234K
- Clients
- 3
- Regulatory AUM
- $2.72M
- AUM share
- 0.6%
- Avg. per client
- $907K
Total
- Clients
- 296
- Regulatory AUM
- $452M
- AUM share
- 100%
- Avg. per client
- $1.53M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Sarver Vrooman Wealth Advisors charges 0.75%–1.25% a year for its Asset Management. The fee is billed in advance and is negotiable.
Fee details and sources
Pav, LLC owns 50% to 75% of Sarver Vrooman Wealth Advisors. The leadership team of Sarver Vrooman Wealth Advisors includes Chief Compliance Officer Peter Vrooman. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Sarver Vrooman Wealth Advisors LLC
Pav, LLC
Control person · since April 2026
- Owns 25% to 50% of Sarver Vrooman Wealth Advisors LLC
Peter Vrooman
Control person · since October 2025
- Owns 10% to 25% of Sarver Vrooman Wealth Advisors LLC
TPK, LLC
since April 2026
- Owns 75% or more of TPK, LLC
Thomas King
Control person · since April 2026
- Owns 10% to 25% of Sarver Vrooman Wealth Advisors LLC
R3D3, LLC
since April 2026
- Owns 75% or more of R3D3, LLC
Ron Dietz
Control person · since April 2026
Sarver Vrooman Wealth Advisors’ regulatory assets grew from $427M (March 2025) to $452M (April 2026); clients were 296 in both filings and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $452M | 296 | 5 | 1 |
| Mar 2025March 2025 | $427M | 290 | 5 | 1 |
Besides its headquarters, Sarver Vrooman Wealth Advisors has 0 offices, with 1 listed address in 1 state.
Missouri · 1 listed address
- 9237 Ward Parkway, Suite 320, Kansas CityHQ
Contact and registration details
- Legal name
- Sarver Vrooman Wealth Advisors LLC
- Headquarters
- 9237 Ward Parkway, Suite 320, Kansas City, MO 64114
- Website
- svwealthadvisors.com
- Phone
- 816-601-1150
- @91182388
- SEC file
- 801-131869
- Founded
- 2019
- Structure
- Kansas LLC
- Fiscal year end
- December
Sarver Vrooman Wealth Advisors’ named custodian for separately managed accounts is First Clearing ($452M). Sarver Vrooman Wealth Advisors has custody of $31.2M for 15 clients.
- First ClearingFirst Clearing LLC · St. Louis, MO · $452M100%
At year end, Sarver Vrooman Wealth Advisors’ separately managed accounts were mostly in funds (93%). Its reported 13F holdings for the quarter ended 30 June 2026 total $168M across 145 positions; the largest are Schwab US Dividend ETF Equity (31.8%), iShares ETF TR Ibonds Dec 2031 Trem Corporate (27.5%) and iShares TR Ibonds ETF Dec 2034 Term Corporate (26.0%).
What the accounts hold
- Stocks3%
- Funds93%
- Cash2%
- Other2%
- Alternatives, annuities, warrants2%
How many clients does Sarver Vrooman Wealth Advisors have?
Sarver Vrooman Wealth Advisors has 296 clients and manages $452 million for them, as of April 2026. They include 169 individual clients, 122 high-net-worth individuals, and 3 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 April 2026
What services does Sarver Vrooman Wealth Advisors offer?
Sarver Vrooman Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Sarver Vrooman Wealth Advisors charge?
Sarver Vrooman Wealth Advisors charges 0.75%–1.25% a year for its Asset Management. The fee is billed in advance and is negotiable.
Which custodians does Sarver Vrooman Wealth Advisors use?
Sarver Vrooman Wealth Advisors’ separately managed account assets are held at First Clearing LLC (St. Louis, MO), with $452M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 April 2026
How many financial advisors does Sarver Vrooman Wealth Advisors have?
Sarver Vrooman Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sarver Vrooman Wealth Advisors invest in?
At the end of its last fiscal year, Sarver Vrooman Wealth Advisors’ separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 2% cash and equivalents and 2% other. The 2% other category is described as: Alternatives, Annuities, Warrants.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sarver Vrooman Wealth Advisors?
Sarver Vrooman Wealth Advisors is owned through holding companies by Ron Dietz and Thomas King. Its direct owners are Peter Vrooman (25% to 50%), TPK, LLC (10% to 25%), R3D3, LLC (10% to 25%) and Pav, LLC (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 April 2026
How does Sarver Vrooman Wealth Advisors get paid?
Sarver Vrooman Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sarver Vrooman Wealth Advisors?
Sarver Vrooman Wealth Advisors’ main office is at 9237 Ward Parkway, Suite 320, Kansas City, MO 64114. Its phone number is 816-601-1150. Its website is svwealthadvisors.com.