Ron Dietz has been an investment adviser representative at Sarver Vrooman Wealth Advisors since February 2025, and is not listed among the firm’s executive officers or direct owners. Ron Dietz studied at Carthage College.
Sarver Vrooman Wealth Advisors LLC is a Kansas City, MO firm with $452M under management, 296 clients and 4 advisers in one office, as of its April 2026 filing.
Ronald Dietz is Partner, Wealth Advisor, Portfolio Manager and Director of Risk Management of Sarver Vrooman Wealth Advisors. Dietz has spent over 17 years educating and helping clients in the realm of finance. For over 13 years he was an Investment Consultant with Calamos Investments, a global firm specializing in convertible securities, growth equity and alternative investments.
Ron Dietz’s longest registration was 1 year at Wells Fargo Advisors (2023–2025). Before joining Sarver Vrooman Wealth Advisors in 2025, Ron Dietz was registered through Wells Fargo Advisors.
- – present · 1 yearKansas City, MO · Adviser representative · Firm CRD 332699
- Wells Fargo Advisors– · 1 yearKansas City, MO · Adviser representative · Firm CRD 11025
Professional designations
Listed by Sarver Vrooman Wealth Advisors
- Certified Private Wealth Advisor (CPWA®)
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Ron Dietz is registered as an investment adviser representative in 3 states. Each was approved in February 2025.
- KansasSince 24 February 2025
- MissouriSince 24 February 2025
- TexasSince 24 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 March 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 10 May 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 December 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5464781
- Firm
- Sarver Vrooman Wealth Advisors · CRD 332699
- Office
- 9237 WARD PARKWAY, SUITE 320, Kansas City, MO 64114
- Registration
- Investment adviser registration
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- svwealthadvisors.com
Where does Ron Dietz work?
Ron Dietz is an investment adviser representative registered through Sarver Vrooman Wealth Advisors LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ron Dietz a financial advisor?
Yes. Ron Dietz has a current investment-adviser registration in Kansas, Missouri and Texas, through Sarver Vrooman Wealth Advisors since February 2025.
How many years of experience does Ron Dietz have?
Ron Dietz has 18 years in the financial industry, since March 2008, across 2 adviser firms.
What exams has Ron Dietz passed?
Ron Dietz has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in December 2007. FINRA credited Ron Dietz with the SIE, which began in October 2018.
Where is Ron Dietz based?
Ron Dietz’s registered office is in Kansas City, MO.
Is Ron Dietz registered with FINRA?
No. Ron Dietz has no current broker registration.
How can I verify Ron Dietz’s record?
Search CRD 5464781 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ron Dietz’s full registration record.