Peter Vrooman has been Chief Compliance Officer of Sarver Vrooman Wealth Advisors since October 2025, is a control person of the firm and directly owns between 25% and 50% of it.
Sarver Vrooman Wealth Advisors LLC is a Kansas City, MO firm with $452M under management, 296 clients and 4 advisers in one office, as of its April 2026 filing.
Peter Vrooman’s longest registration was 10 years at UBS Financial Services Inc. (1999–2009). Before joining Sarver Vrooman Wealth Advisors in 2025, Peter Vrooman was registered through Wells Fargo Advisors and Wells Fargo Clearing Services, LLC.
- – present · 1 yearKansas City, MO · Adviser representative · Firm CRD 332699
- Wells Fargo Advisors– · 5 yearsKansas City, MO · Adviser representative · Firm CRD 11025
- Wells Fargo Clearing Services, LLC– · 6 yearsMission Woods, KS · Adviser representative · Firm CRD 19616
- RBC Capital Markets, LLC– · 4 yearsLeawood, KS · Adviser representative · Firm CRD 31194
- UBS Financial Services Inc.– · 10 yearsKansas City, MO · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Peter Vrooman is registered as an investment adviser representative in 3 states, as a resident of Texas. Each was approved in February 2025.
- KansasSince 24 February 2025
- MissouriSince 26 February 2025
- TexasResidentSince 24 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 27 April 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 1999 |
| Series 24 | General Securities Principal Examination | 28 February 1997 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 3 October 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 January 1994 |
| Series 7 | General Securities Representative Examination | 23 December 1993 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2429867
- Firm
- Sarver Vrooman Wealth Advisors · CRD 332699
- Role
- Chief Compliance Officer
- Office
- 9237 WARD PARKWAY, SUITE 320, Kansas City, MO 64114
- Registration
- Investment adviser registration
- In the industry since
- March 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Peter Vrooman work?
Peter Vrooman has been Chief Compliance Officer of Sarver Vrooman Wealth Advisors LLC since October 2025, and is a control person of the firm.
Is Peter Vrooman a financial advisor?
Yes. Peter Vrooman has a current investment-adviser registration in Kansas, Missouri and Texas, through Sarver Vrooman Wealth Advisors since February 2025.
How many years of experience does Peter Vrooman have?
Peter Vrooman has 32 years in the financial industry, since March 1994, across 5 adviser firms.
What exams has Peter Vrooman passed?
Peter Vrooman has passed 8 licensing exams: the Series 7, Series 63, Series 8, Series 24, Series 65, Series 31, Series 9 and Series 10. The earliest, the Series 7, was passed in December 1993. FINRA credited Peter Vrooman with the SIE, which began in October 2018.
Where did Peter Vrooman work before Sarver Vrooman Wealth Advisors?
Before Sarver Vrooman Wealth Advisors, Peter Vrooman was registered through Wells Fargo Clearing Services, LLC, May 2013 to August 2019; RBC Capital Markets, LLC, April 2009 to June 2013; UBS Financial Services Inc., January 1999 to April 2009.
Where is Peter Vrooman based?
Peter Vrooman’s registered office is in Kansas City, MO.
Is Peter Vrooman registered with FINRA?
No. Peter Vrooman has no current broker registration.
How can I verify Peter Vrooman’s record?
Search CRD 2429867 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Vrooman’s full registration record.