Thomas King has been an investment adviser representative at Sarver Vrooman Wealth Advisors since February 2025, and is not listed among the firm’s executive officers or direct owners. Thomas King holds a Bachelor of Business Administration from the University of Missouri-Kansas City and a Master of Science in Finance from the University of Miami.
Sarver Vrooman Wealth Advisors LLC is a Kansas City, MO firm with $452M under management, 296 clients and 4 advisers in one office, as of its April 2026 filing.
Thomas King is Partner, Wealth Advisor, Portfolio Manager and Director of Alternative Investments of Sarver Vrooman Wealth Advisors. King works with late-career engineers, architects and construction executives at ESOP firms on when they can retire and how their ESOP converts into usable income. King builds retirement strategies around ESOP distribution rules, staged diversification and income modeling using cashflow plans and stress testing.
Thomas King’s longest registration was 1 year at Wells Fargo Advisors (2023–2025). Before joining Sarver Vrooman Wealth Advisors in 2025, Thomas King was registered through Wells Fargo Advisors and Wells Fargo Advisors, LLC.
- – present · 1 yearKansas City, MO · Adviser representative · Firm CRD 332699
- Wells Fargo Advisors– · 1 yearKansas City, MO · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · under a yearMission Woods, KS · Adviser representative · Firm CRD 19616
Professional designations
Listed by Sarver Vrooman Wealth Advisors
- Chartered Tax Consultant (CTC®)
Investment adviser representative registrations
Thomas King is registered as an investment adviser representative in 2 states. Each was approved in February 2025.
- MissouriSince 24 February 2025
- TexasSince 24 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 3 | National Commodity Futures Examination | 7 January 2022 |
| Series 66 | Uniform Combined State Law Examination | 14 August 2021 |
| Series 7 | General Securities Representative Examination | 17 July 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6502915
- Firm
- Sarver Vrooman Wealth Advisors · CRD 332699
- Office
- 9237 WARD PARKWAY, SUITE 320, Kansas City, MO 64114
- Registration
- Investment adviser registration
- In the industry since
- May 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- svwealthadvisors.com
Where does Thomas King work?
Thomas King is an investment adviser representative registered through Sarver Vrooman Wealth Advisors LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Thomas King a financial advisor?
Yes. Thomas King has a current investment-adviser registration in Missouri and Texas, through Sarver Vrooman Wealth Advisors since February 2025.
How many years of experience does Thomas King have?
Thomas King has 6 years in the financial industry, since May 2020, across 3 adviser firms.
What exams has Thomas King passed?
Thomas King has passed 5 licensing exams: the Series 7, Series 66, Series 3, SIE and Series 7TO. The earliest, the Series 7, was passed in July 2015.
Where did Thomas King work before Sarver Vrooman Wealth Advisors?
Before Sarver Vrooman Wealth Advisors, Thomas King was registered through Wells Fargo Advisors, LLC, August 2015 to February 2016.
Where is Thomas King based?
Thomas King’s registered office is in Kansas City, MO.
Is Thomas King registered with FINRA?
No. Thomas King has no current broker registration.
How can I verify Thomas King’s record?
Search CRD 6502915 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas King’s full registration record.