Firms by custodian
Registered investment advisers that custody at First Clearing
Search the full directory by firm name, city, state, CRD number or custodian.
6 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Davidson Investment Advisors | Great Falls, MT | $5.2B |
| DMKC Advisory Services | Des Moines, IA | $903M |
| Huntleigh Advisors | St. Louis, MO | $782M |
| Sarver Vrooman Wealth Advisors | Kansas City, MO | $452M |
| Daner Wealth Management | Alpharetta, GA | $202M |
| Williamson Legacy Group | $183M |
- Headquarters
- Great Falls, MT
- Regulatory AUM
- $5.2B
- Headquarters
- Des Moines, IA
- Regulatory AUM
- $903M
- Headquarters
- St. Louis, MO
- Regulatory AUM
- $782M
- Headquarters
- Kansas City, MO
- Regulatory AUM
- $452M
- Headquarters
- Alpharetta, GA
- Regulatory AUM
- $202M
- Headquarters
- Regulatory AUM
- $183M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming First Clearing here says only what the filing says, and implies nothing about either firm's service.