Williamson Legacy Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Williamson Legacy Group reports 348 clients. They include 291 individual clients, 52 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 100.0% ($183M across 835 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 40% |
| High-net-worth individuals | 15% | 58% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 291 | $73.4M | 40.1% | $252K |
| High-net-worth individuals | 52 | $107M | 58.3% | $2.05M |
| Pension and profit-sharing plans | 3 | $158K | 0.1% | $52.5K |
| Charitable organizations | 2 | $2.79M | 1.5% | $1.39M |
| Total | 348 | $183M | 100% | $526K |
- Clients
- 291
- Regulatory AUM
- $73.4M
- AUM share
- 40.1%
- Avg. per client
- $252K
- Clients
- 52
- Regulatory AUM
- $107M
- AUM share
- 58.3%
- Avg. per client
- $2.05M
- Clients
- 3
- Regulatory AUM
- $158K
- AUM share
- 0.1%
- Avg. per client
- $52.5K
- Clients
- 2
- Regulatory AUM
- $2.79M
- AUM share
- 1.5%
- Avg. per client
- $1.39M
Total
- Clients
- 348
- Regulatory AUM
- $183M
- AUM share
- 100%
- Avg. per client
- $526K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Williamson Legacy Group charges 0.10%–1.50% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$2M | 1.00% |
| $2M–$5M | 0.75% |
| $5M–$10M | 0.25% |
| $10M and above | 0.10% |
Fee details and sources
Other fees
- Financial planning
- Annual or one-time fixed fee ranging up to $20,000; 25% due on signing, the rest quarterly or on plan delivery.
Joseph Williamson owns 75% or more of Williamson Legacy Group. The leadership team of Williamson Legacy Group includes Chief Compliance Officer Andrew Warning. It has 6 employees, 5 of them in advisory roles.
Leadership
- Andrew WarningChief Compliance Officer
Joseph WilliamsonManaging Director and CEO
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 5 in advisory functions
- 5 state-registered reps
- 3 insurance agents
- Owns 75% or more of Williamson Legacy Group, LLC
Joseph Williamson
Control person · since August 2021
Williamson Legacy Group’s regulatory assets grew from $157M (June 2022) to $183M (March 2026); clients fell from 403 to 348 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $183M | 348 | 6 | 5 |
| Mar 2025March 2025 | $209M | 362 | 6 | 5 |
| Jul 2024July 2024 | $165M | 523 | 6 | 5 |
| Mar 2023March 2023 | $145M | 520 | 6 | 5 |
| Jun 2022June 2022 | $157M | 403 | 6 | 1 |
Besides its headquarters, Williamson Legacy Group has 4 offices (2 private residences, listed without an address), with 3 listed addresses across 2 states.
Indiana · 1 listed address
- 7123 Koldyke Drive, Fishers
New York · 1 listed address
- 1262 Broadway, Brooklyn
Choose a state to see its listed addresses.
Contact and registration details
- Legal name
- Williamson Legacy Group, LLC
- Headquarters
- Not reported
- Website
- williamsonlegacygroup.com
- Phone
- 317-447-3212
- SEC file
- 801-123281
- Structure
- Indiana LLC
- Fiscal year end
- December
Williamson Legacy Group’s named custodian for separately managed accounts is First Clearing ($183M). Williamson Legacy Group does not have custody of client assets.
- First ClearingFirst Clearing, LLC · St. Louis, MO · $183M100%
At year end, Williamson Legacy Group’s separately managed accounts were mostly in stocks (73%) and funds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $201M across 75 positions; the largest are Sandisk Corp. (6.4%), Western Digital Corp. (4.7%) and Seagate Technology Holdings Pub Ltd CO Ordinary Shares (4.6%).
What the accounts hold
- Stocks73%
- Funds24%
- Bonds1%
- Cash2%
Reported 13F holdings
- $201M
- Reported 13F value
- 75
- Positions
- 39.0%
- In the 10 largest
- +51.0%
- Value vs. prior quarter
- Sandisk Corp.6.4%
- Western Digital Corp.4.7%
- Seagate Technology Holdings Pub Ltd CO Ordinary Shares4.6%
- Micron Technology Inc.4.3%
- Ciena Corp.4.1%
- Lumentum Holdings Inc. Inc.4.0%
- Bloom Energy Corp. Class A3.1%
- Corning Inc.2.7%
- Lam Resh Corp. New2.6%
- Digitalocean Holdings Inc.2.5%
Together, the ten largest are 39.0% of reported value.
How many clients does Williamson Legacy Group have?
Williamson Legacy Group has 348 clients and manages $183 million for them, as of March 2026. They include 291 individual clients, 52 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Williamson Legacy Group offer?
Williamson Legacy Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Williamson Legacy Group charge?
Williamson Legacy Group charges 0.10%–1.50% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: WILLIAMSON LEGACY GROUP ADV PART 2A BROCHURE 3 2026, filed 10 March 2026
Which custodians does Williamson Legacy Group use?
Williamson Legacy Group’s separately managed account assets are held at First Clearing, LLC (St. Louis, MO), with $183M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Williamson Legacy Group have?
Williamson Legacy Group has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Williamson Legacy Group invest in?
At the end of its last fiscal year, Williamson Legacy Group’s separately managed accounts held 73% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Williamson Legacy Group?
Williamson Legacy Group’s direct owner is Joseph Williamson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Williamson Legacy Group get paid?
Williamson Legacy Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Williamson Legacy Group?
Its phone number is 317-447-3212. Its website is williamsonlegacygroup.com.