Joseph Williamson has been Managing Director and CEO of Williamson Legacy Group since August 2021, is a control person of the firm and directly owns 75% or more of it. Joseph Williamson holds a Bachelor of Science in Accounting from Ball State University.
Williamson Legacy Group, LLC is a firm with $183M under management, 348 clients and 5 advisers across 5 offices, as of its March 2026 filing.
Joe Williamson is Managing Director and Investment Advisor Representative of Williamson Legacy Group, based in Noblesville, Indiana. He has been in the financial services industry for 50 years, including 37 years with Wells Fargo Advisors and its predecessors before going into private practice. He began his career with American United Life Insurance Company in 1971 and joined a predecessor of Wells Fargo Advisors in 1984 as a Financial Advisor.
Joseph Williamson’s longest registration was 18 years at Wells Fargo Clearing Services, LLC (2003–2021). Before joining Williamson Legacy Group in 2022, Joseph Williamson was registered through Axxcess Wealth Management, LLC and Wells Fargo Clearing Services, LLC.
- Williamson Legacy Group, LLCCurrent– present · 4 yearsCarmel, IN · Adviser representative · Firm CRD 318629
- Axxcess Wealth Management, LLC– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 164081
- Wells Fargo Clearing Services, LLC– · 18 yearsIndianapolis, IN · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 4 yearsIndianapolis, IN · Adviser representative · Firm CRD 7471
Professional designations
Listed by Williamson Legacy Group
- ChFC
- CLU
Investment adviser representative registrations
Joseph Williamson is registered as an investment adviser representative in Indiana, since March 2022.
- IndianaSince 20 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 5 September 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 December 1992 |
| Series 3 | National Commodity Futures Examination | 29 June 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1984 |
| Series 7 | General Securities Representative Examination | 16 June 1984 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Richard Williamson
- CRD
- 1274543
- Firm
- Williamson Legacy Group · CRD 318629
- Role
- Managing Director and CEO
- Office
- 254 E Carmel Drive, Carmel, IN 46032
- Registration
- Investment adviser registration
- In the industry since
- June 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- williamsonlegacygroup.com
Where does Joseph Williamson work?
Joseph Williamson has been Managing Director and CEO of Williamson Legacy Group, LLC since August 2021, and is a control person of the firm.
Is Joseph Williamson a financial advisor?
Yes. Joseph Williamson has a current investment-adviser registration in Indiana, through Williamson Legacy Group since March 2022.
How many years of experience does Joseph Williamson have?
Joseph Williamson has 42 years in the financial industry, since June 1984, across 4 adviser firms.
What exams has Joseph Williamson passed?
Joseph Williamson has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 65 and Series 7TO. The earliest, the Series 7, was passed in June 1984. FINRA credited Joseph Williamson with the SIE, which began in October 2018.
Where did Joseph Williamson work before Williamson Legacy Group?
Before Williamson Legacy Group, Joseph Williamson was registered through Wells Fargo Clearing Services, LLC, July 2003 to August 2021; Prudential Securities Incorporated, December 1998 to July 2003.
Where is Joseph Williamson based?
Joseph Williamson’s registered office is in Carmel, IN.
Is Joseph Williamson registered with FINRA?
No. Joseph Williamson has no current broker registration.
How can I verify Joseph Williamson’s record?
Search CRD 1274543 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Williamson’s full registration record.