Donald Phelan has been an investment adviser representative at Williamson Legacy Group since March 2022, and is not listed among the firm’s executive officers or direct owners. Donald Phelan studied at DePauw University and the University of Indianapolis.
Williamson Legacy Group, LLC is a firm with $183M under management, 348 clients and 5 advisers across 5 offices, as of its March 2026 filing.
Don Phelan is an Investment Advisor Representative of Williamson Legacy Group, based in Noblesville, Indiana. He began his financial services career at A.G. Edwards in 2005, after working in sales and marketing in the telecommunications industry for nearly 20 years. He joined the Williamson Legacy Group of Wells Fargo Advisors in 2017.
Donald Phelan’s longest registration was 13 years at Wells Fargo Clearing Services, LLC (2008–2021). Before joining Williamson Legacy Group in 2022, Donald Phelan was registered through Axxcess Wealth Management, LLC and Wells Fargo Clearing Services, LLC.
- Williamson Legacy Group, LLCCurrent– present · 4 yearsCarmel, IN · Adviser representative · Firm CRD 318629
- Axxcess Wealth Management, LLC– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 164081
- Wells Fargo Clearing Services, LLC– · 13 yearsIndianapolis, IN · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 4
Professional designations
Listed by Williamson Legacy Group
- AAMS
- ADPA
Investment adviser representative registrations
Donald Phelan is registered as an investment adviser representative in Indiana, since March 2022.
- IndianaSince 20 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 17 November 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 16 February 2009 |
| Series 66 | Uniform Combined State Law Examination | 28 July 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 June 2005 |
| Series 7 | General Securities Representative Examination | 15 April 2005 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donald Matthew Phelan
- CRD
- 4902644
- Firm
- Williamson Legacy Group · CRD 318629
- Office
- 254 E Carmel Drive, Carmel, IN 46032
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- williamsonlegacygroup.com
Where does Donald Phelan work?
Donald Phelan is an investment adviser representative registered through Williamson Legacy Group, LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Donald Phelan a financial advisor?
Yes. Donald Phelan has a current investment-adviser registration in Indiana, through Williamson Legacy Group since March 2022.
How many years of experience does Donald Phelan have?
Donald Phelan has 21 years in the financial industry, since April 2005, across 4 adviser firms.
What exams has Donald Phelan passed?
Donald Phelan has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 31 and Series 7TO. The earliest, the Series 7, was passed in April 2005. FINRA credited Donald Phelan with the SIE, which began in October 2018.
Where did Donald Phelan work before Williamson Legacy Group?
Before Williamson Legacy Group, Donald Phelan was registered through Wells Fargo Clearing Services, LLC, January 2008 to August 2021; A. G. Edwards & Sons, Inc., July 2005 to January 2008.
Where is Donald Phelan based?
Donald Phelan’s registered office is in Carmel, IN.
Is Donald Phelan registered with FINRA?
No. Donald Phelan has no current broker registration.
How can I verify Donald Phelan’s record?
Search CRD 4902644 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Phelan’s full registration record.
