Safe Harbor Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Safe Harbor Wealth Advisors reports 465 clients. They include 428 individual clients and 37 high-net-worth individuals. Of its assets, 96.3% ($161M across 1,047 accounts) are managed with discretion; $6.12M across 38 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 92% | 65% |
| High-net-worth individuals | 8% | 35% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 428 | $109M | 64.9% | $254K |
| High-net-worth individuals | 37 | $58.7M | 35.1% | $1.59M |
| Total | 465 | $167M | 100% | $360K |
- Clients
- 428
- Regulatory AUM
- $109M
- AUM share
- 64.9%
- Avg. per client
- $254K
- Clients
- 37
- Regulatory AUM
- $58.7M
- AUM share
- 35.1%
- Avg. per client
- $1.59M
Total
- Clients
- 465
- Regulatory AUM
- $167M
- AUM share
- 100%
- Avg. per client
- $360K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Safe Harbor Wealth Advisors is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting is a negotiable fixed fee with a maximum of $2,500, based on complexity; payment is due at commencement and billed 50% in advance.
Safe Harbor Intermediate, LLC owns 75% or more of Safe Harbor Wealth Advisors and is in turn owned by Safe Harbor Holdco 1, Inc. (25–50%), Save Harbor Holdco 2, Inc. (25–50%) and Meraki Partner Holdings, LLC (25–50%). The leadership team of Safe Harbor Wealth Advisors includes Chief Compliance Officer Holly Veeck. It has 3 employees.
Leadership
Holly VeeckChief Compliance Officer
Cory SicklesCEO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 2 state-registered reps
- 3 insurance agents
- Owns 75% or more of Safe Harbor Wealth Advisors, LLC
Safe Harbor Intermediate, LLC
Control person · since October 2025
- Owns 25% to 50% of Safe Harbor Intermediate, LLC
Safe Harbor Holdco 1, Inc.
Control person · since October 2025
- Owns 75% or more of Safe Harbor Holdco 1, Inc.
Cory Sickles
Control person · since October 2025
- Owns 25% to 50% of Safe Harbor Intermediate, LLC
Save Harbor Holdco 2, Inc.
Control person · since October 2025
- Owns 25% to 50% of Safe Harbor Intermediate, LLC
Meraki Partner Holdings, LLC
Control person · since October 2025
- Owns 75% or more of Meraki Partner Holdings, LLC
Meraki Private Equity, LLC
Control person · since October 2025
- Owns 75% or more of Meraki Private Equity, LLC
Meraki Intermediate Holdings, LLC
Control person · since October 2025
- Owns 75% or more of Meraki Intermediate Holdings, LLC
Meraki Holding, LLC
Control person · since October 2025
- Owns 75% or more of Meraki Holding, LLC
The Lucius Family Revocable Trust
Control person · since October 2025
Safe Harbor Wealth Advisors’ regulatory assets grew 1.6× from $102M (April 2024) to $167M (April 2026); clients rose from 372 to 465 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $167M | 465 | 3 | 2 |
| January 2025 | $129M | 414 | 3 | 2 |
| April 2024 | $102M | 372 | 3 | 2 |
Besides its headquarters, Safe Harbor Wealth Advisors has 1 office, with 2 listed addresses in Ohio.
Ohio · 2 listed addresses
- 6099 Frantz Road, DublinHQ
- 4449 Easton Way, Columbus
Contact and registration details
- Legal name
- Safe Harbor Wealth Advisors, LLC
- Headquarters
- 6099 Frantz Road, Dublin, OH 43017
- Website
- safeharboroh.com
- Phone
- 614-760-0670
- SEC file
- 801-129860
- Structure
- Ohio LLC
- Fiscal year end
- December
Safe Harbor Wealth Advisors uses Charles Schwab ($164M) as custodian for its separately managed accounts. Safe Harbor Wealth Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $164M100%
At year end, Safe Harbor Wealth Advisors’ separately managed accounts were largely in funds (48%) and stocks (19%).
What the accounts hold
- Stocks19%
- Funds48%
- Cash2%
- Other31%
- Structured notes31%
How many clients does Safe Harbor Wealth Advisors have?
Safe Harbor Wealth Advisors has 465 clients and manages $167 million for them, as of April 2026. They include 428 individual clients and 37 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026
What services does Safe Harbor Wealth Advisors offer?
Safe Harbor Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Safe Harbor Wealth Advisors use?
Safe Harbor Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $164M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026
How many financial advisors does Safe Harbor Wealth Advisors have?
Safe Harbor Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Safe Harbor Wealth Advisors invest in?
At the end of its last fiscal year, Safe Harbor Wealth Advisors’ separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 31% other, 19% exchange-traded equities and 2% cash and equivalents. The 31% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Safe Harbor Wealth Advisors?
Safe Harbor Wealth Advisors is owned through a chain of holding companies by Save Harbor Holdco 2, Inc., Cory Sickles and the Lucius Family Revocable Trust. Its direct owner is Safe Harbor Intermediate, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 April 2026
How does Safe Harbor Wealth Advisors get paid?
Safe Harbor Wealth Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Safe Harbor Wealth Advisors registered with the SEC?
Yes, Safe Harbor Wealth Advisors has been registered with the SEC as an investment adviser since 9 April 2024. Its CRD number is 284613 and its SEC file number is 801-129860.
Source: Form ADV Part 1A, Item 1, filed 10 April 2026; IAPD firm record
How do I contact Safe Harbor Wealth Advisors?
Safe Harbor Wealth Advisors’ main office is at 6099 Frantz Road, Dublin, OH 43017. Its phone number is 614-760-0670. Its website is safeharboroh.com.