Cory Sickles has been CEO of Safe Harbor Wealth Advisors since July 2016, is a control person of the firm and directly owns under 5% of it. Cory Sickles holds a Bachelor's degree from Ohio University and a Master's degree in Information and Communication Sciences from Ball State University.
Safe Harbor Wealth Advisors, LLC is a Dublin, OH firm with $167M under management, 465 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Cory Sickles is Owner & Managing Partner of Safe Harbor Wealth Advisors, LLC. He has over 10 years of experience in the financial services/insurance industry and is also owner of Safe Harbor Financial Group, LLC. He hosts Financially Tuned, a weekly radio show heard on Sundays on several local radio stations.
Cory Sickles’ longest registration is the current one, 10 years at Safe Harbor Wealth Advisors since 2016. Before joining Safe Harbor Wealth Advisors in 2016, Cory Sickles was registered through Safe Harbor Wealth Management, LLC.
- Prosperity Asset Management, LLCAlso current– present · 1 yearDublin, OH · Adviser representative · Firm CRD 286028
- Gradient Investments, LLC– · 3 yearsDublin, OH · Adviser representative · Firm CRD 141726
- – present · 10 yearsDublin, OH · Adviser representative · Firm CRD 284613
- Safe Harbor Wealth Management, LLC– · 2 yearsDublin, OH · Adviser representative · Firm CRD 156743
Professional designations
Listed by Safe Harbor Wealth Advisors
- Certified Financial Fiduciary®
Investment adviser representative registrations
Cory Sickles is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2016; the most recent is Texas, in August 2021.
- OhioSince 1 August 2016
- TexasResidentSince 26 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 March 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Cory Joseph Sickles
- CRD
- 6319909
- Firm
- Safe Harbor Wealth Advisors · CRD 284613
- Role
- CEO
- Office
- 6099 FRANTZ ROAD, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- safeharboroh.com
Where does Cory Sickles work?
Cory Sickles has been CEO of Safe Harbor Wealth Advisors, LLC since July 2016, and is a control person of the firm.
Is Cory Sickles a financial advisor?
Yes. Cory Sickles has a current investment-adviser registration in Ohio and Texas, through Safe Harbor Wealth Advisors since August 2016.
How many years of experience does Cory Sickles have?
Cory Sickles has 12 years in the financial industry, since April 2014, across 4 adviser firms.
What exams has Cory Sickles passed?
Cory Sickles passed the Series 65 in March 2014.
Where is Cory Sickles based?
Cory Sickles’ registered office is in Dublin, OH.
Is Cory Sickles registered with FINRA?
No. Cory Sickles has no current broker registration.
How can I verify Cory Sickles’ record?
Search CRD 6319909 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cory Sickles’ full registration record.
