Nicholas Groves has been an investment adviser representative at Safe Harbor Wealth Advisors since April 2021, and is not listed among the firm’s executive officers or direct owners. Nicholas Groves studied at The Ohio State University.
Safe Harbor Wealth Advisors, LLC is a Dublin, OH firm with $167M under management, 465 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Nick Groves is Vice President of Safe Harbor Wealth Advisors, LLC. He has over 16 years of experience in the financial services/insurance industry and is also its Chief Investment Officer.
- – present · 5 yearsDublin, OH · Adviser representative · Firm CRD 284613
Professional designations
Listed by Safe Harbor Wealth Advisors
- CHFC®
- CLU®
Investment adviser representative registrations
Nicholas Groves is registered as an investment adviser representative in 2 states. The first approvals date from April 2021; the most recent is Texas, in June 2023.
- OhioSince 16 April 2021
- TexasSince 8 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 62 | Corporate Securities Limited Representative Examination | 27 August 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 March 2018 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 14 August 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nicholas Murray Groves
- CRD
- 5205751
- Firm
- Safe Harbor Wealth Advisors · CRD 284613
- Office
- 6099 FRANTZ ROAD, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- safeharboroh.com
Where does Nicholas Groves work?
Nicholas Groves is an investment adviser representative registered through Safe Harbor Wealth Advisors, LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Groves a financial advisor?
Yes. Nicholas Groves has a current investment-adviser registration in Ohio and Texas, through Safe Harbor Wealth Advisors since April 2021.
How many years of experience does Nicholas Groves have?
Nicholas Groves has 18 years in the financial industry, since May 2008, across 1 adviser firm.
What exams has Nicholas Groves passed?
Nicholas Groves has passed 4 licensing exams: the Series 6, Series 26, Series 63 and Series 62. The earliest, the Series 6, was passed in October 2006. FINRA credited Nicholas Groves with the SIE, which began in October 2018.
Where is Nicholas Groves based?
Nicholas Groves’ registered office is in Dublin, OH.
Is Nicholas Groves registered with FINRA?
No. Nicholas Groves has no current broker registration.
How can I verify Nicholas Groves’ record?
Search CRD 5205751 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Groves’ full registration record.
