Peak Wealth Solutions provides financial planning, portfolio management for individuals and small businesses, pension consulting, educational seminars, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Peak Wealth Solutions reports 718 clients. They include 364 individual clients, 312 high-net-worth individuals, and 32 pension and profit-sharing plans. Of its assets, 89.5% ($815M across 2,160 accounts) are managed with discretion; $96.1M across 32 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 13% |
| High-net-worth individuals | 43% | 75% |
| Pension and profit-sharing plans | 4% | 11% |
| Charitable organizations | <1% | 2% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 364 | $115M | 12.6% | $316K |
| High-net-worth individuals | 312 | $682M | 74.8% | $2.19M |
| Pension and profit-sharing plans | 32 | $96.1M | 10.5% | $3M |
| Charitable organizations | 7 | $15.3M | 1.7% | $2.19M |
| Corporations and other businesses | Fewer than 5 | $3.11M | 0.3% | $1.04M |
| Total | 718 | $912M | 100% | — |
- Clients
- 364
- Regulatory AUM
- $115M
- AUM share
- 12.6%
- Avg. per client
- $316K
- Clients
- 312
- Regulatory AUM
- $682M
- AUM share
- 74.8%
- Avg. per client
- $2.19M
- Clients
- 32
- Regulatory AUM
- $96.1M
- AUM share
- 10.5%
- Avg. per client
- $3M
- Clients
- 7
- Regulatory AUM
- $15.3M
- AUM share
- 1.7%
- Avg. per client
- $2.19M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.11M
- AUM share
- 0.3%
- Avg. per client
- $1.04M
Total
- Clients
- 718
- Regulatory AUM
- $912M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Peak Wealth Solutions charges 0.35%–1.50% for its Investment Management Fees. The brochure does not state whether the rate is annual. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- A one-time initial planning fee of $350 to $5,000, and ongoing planning without investment management at up to $1,000 an hour, negotiable.
- Retirement plan consulting
- Retirement plan consulting fees are up to 1.00% of plan assets a year, up to $600 an hour, or a flat rate, as negotiated.
David Kocsis owns 50% to 75% of Peak Wealth Solutions. The leadership team of Peak Wealth Solutions includes Chief Compliance Officer Gregory Gromek. It has 10 employees, 7 of them in advisory roles.
Leadership
Gregory GromekManaging Principal, Chief Compliance Officer
David KocsisManaging Principal / Retirement Plan Consultant
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 7 in advisory functions
- 7 state-registered reps
- 5 broker-dealer reps
- 5 insurance agents
- Owns 50% to 75% of Peak Wealth Solutions, Inc.
David Kocsis
Control person · since July 2016
- Owns 50% to 75% of Peak Wealth Solutions, Inc.
Gregory Gromek
Control person · since July 2016
Peak Wealth Solutions’ regulatory assets grew 1.9× from $470M (March 2021) to $912M (March 2026); clients rose from 556 to 718 and employees were 10 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $912M | 718 | 10 | 1 |
| March 2025 | $789M | 688 | 10 | 1 |
| March 2024 | $658M | 672 | 11 | 1 |
| March 2023 | $551M | 642 | 11 | 1 |
| March 2022 | $586M | 611 | 11 | 1 |
| March 2021 | $470M | 556 | 10 | 1 |
Besides its headquarters, Peak Wealth Solutions has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 30195 Chagrin BLVD., Suite 360, Pepper PikeHQ
Contact and registration details
- Legal name
- Peak Wealth Solutions, Inc.
- Headquarters
- 30195 Chagrin BLVD., Suite 360, Pepper Pike, OH 44124
- Website
- peakwealthsolutions.com
- Phone
- 216-370-7887
- @peak-wealth-solutions
- SEC file
- 801-71071
- Structure
- Ohio corporation
- Fiscal year end
- December
Peak Wealth Solutions uses Fidelity ($690M) as custodian for its separately managed accounts. Peak Wealth Solutions does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $690M100%
At year end, Peak Wealth Solutions’ separately managed accounts were mostly in stocks (67%) and cash (20%).
What the accounts hold
- Stocks67%
- Exchange-traded equities62%
- Non-exchange-traded equities5%
- Funds12%
- Bonds1%
- Cash20%
How many clients does Peak Wealth Solutions have?
Peak Wealth Solutions has 718 clients and manages $912 million for them, as of March 2026. They include 364 individual clients, 312 high-net-worth individuals, and 32 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 March 2026
What services does Peak Wealth Solutions offer?
Peak Wealth Solutions provides financial planning, portfolio management for individuals and small businesses, pension consulting, educational seminars, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Peak Wealth Solutions charge?
Peak Wealth Solutions charges 0.35%–1.50% for its Investment Management Fees. The brochure does not state whether the rate is annual.
Source: PEAK WEALTH SOLUTIONS FIRM BROCHURE DTD 3/15/2026, filed 28 March 2026
Which custodians does Peak Wealth Solutions use?
Peak Wealth Solutions’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $690M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 March 2026
How many financial advisors does Peak Wealth Solutions have?
Peak Wealth Solutions has 7 investment adviser representatives registered with state securities authorities, out of 10 employees, and 7 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peak Wealth Solutions invest in?
At the end of its last fiscal year, Peak Wealth Solutions’ separately managed accounts held 62% exchange-traded equities, 20% cash and equivalents, 12% registered funds (mutual funds, ETFs, BDCs), 5% non-exchange-traded equities and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peak Wealth Solutions?
Peak Wealth Solutions’ direct owners are David Kocsis (50% to 75%) and Gregory Gromek (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 March 2026
How does Peak Wealth Solutions get paid?
Peak Wealth Solutions is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peak Wealth Solutions?
Peak Wealth Solutions’ main office is at 30195 Chagrin BLVD., Suite 360, Pepper Pike, OH 44124. Its phone number is 216-370-7887. Its website is peakwealthsolutions.com.