Jeffrey Mucciarone has been an investment adviser representative at Peak Wealth Solutions since November 2021, and is not listed among the firm’s executive officers or direct owners.
Peak Wealth Solutions, Inc. is a Pepper Pike, OH firm with $912M under management, 718 clients and 7 advisers in one office, as of its March 2026 filing.
Jeffrey Mucciarone’s longest registration is the current one, 4 years at Peak Wealth Solutions since 2021. Before joining Peak Wealth Solutions in 2021, Jeffrey Mucciarone was registered through Cambridge Investment Research Advisors, Inc. and The Huntington Investment Company.
- Peak Wealth SolutionsCurrent– present · 4 yearsPepper Pike, OH · Adviser representative · Firm CRD 127391
- Cambridge Investment Research Advisors, Inc.– · 3 yearsRichmond Heights, OH · Adviser representative · Firm CRD 134139
- The Huntington Investment Company– · under a yearMentor, OH · Adviser representative · Firm CRD 16986
- LPL Financial LLC– · 2 yearsChagrin Falls, OH · Adviser representative · Firm CRD 6413
- American Express Financial Advisors, Inc.– · 1 yearBeachwood, OH · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Jeffrey Mucciarone is registered as an investment adviser representative in Ohio, since November 2021.
- OhioSince 16 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2014 |
| Series 7 | General Securities Representative Examination | 20 February 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 November 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 June 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey David Mucciarone
- CRD
- 4546398
- Firm
- Peak Wealth Solutions · CRD 127391
- Office
- 30195 CHAGRIN BLVD., SUITE 360, Pepper Pike, OH 44124
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeffrey Mucciarone work?
Jeffrey Mucciarone is an investment adviser representative registered through Peak Wealth Solutions, Inc. since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Mucciarone a financial advisor?
Yes. Jeffrey Mucciarone has a current investment-adviser registration in Ohio, through Peak Wealth Solutions since November 2021.
How many years of experience does Jeffrey Mucciarone have?
Jeffrey Mucciarone has 20 years in the financial industry, since September 2006, across 5 adviser firms.
What exams has Jeffrey Mucciarone passed?
Jeffrey Mucciarone has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 2007. FINRA credited Jeffrey Mucciarone with the SIE, which began in October 2018.
Where did Jeffrey Mucciarone work before Peak Wealth Solutions?
Before Peak Wealth Solutions, Jeffrey Mucciarone was registered through Cambridge Investment Research Advisors, Inc., July 2017 to June 2021; The Huntington Investment Company, February 2017 to June 2017; LPL Financial LLC, September 2014 to February 2017; American Express Financial Advisors, Inc., September 2002 to November 2003.
Where is Jeffrey Mucciarone based?
Jeffrey Mucciarone’s registered office is in Pepper Pike, OH.
Is Jeffrey Mucciarone registered with FINRA?
Yes. Jeffrey Mucciarone has a current broker registration, under CRD 4546398.
Source: FINRA BrokerCheck
How can I verify Jeffrey Mucciarone’s record?
Search CRD 4546398 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffrey Mucciarone’s full registration record.
