Gregory Gromek has been Managing Principal, Chief Compliance Officer of Peak Wealth Solutions since July 2016, is a control person of the firm and directly owns between 50% and 75% of it. Gregory Gromek holds a Bachelor of Science in Corporate Finance from the University of Akron.
Peak Wealth Solutions, Inc. is a Pepper Pike, OH firm with $912M under management, 718 clients and 7 advisers in one office, as of its March 2026 filing.
Greg Gromek is Managing Principal, Financial Advisor of Peak Wealth Solutions. Greg entered the business in 2000 and early in his career was chosen to serve as a District Manager with a national financial planning firm, where he trained and supported novice advisors. He is also Chief Compliance Officer of the firm and provides leadership and direction to it as a Managing Principal. Greg teaches the Retirement Planning Today® course with over 60 hours of classroom instruction annually at local colleges.
Gregory Gromek’s longest registration was 12 years at Ameriprise Financial Services, Inc. (2001–2013). Before joining Peak Wealth Solutions in 2016, Gregory Gromek was registered through Private Advisor Group, LLC and LPL Financial LLC.
- Peak Wealth SolutionsCurrent– present · 10 yearsPepper Pike, OH · Adviser representative · Firm CRD 127391
- Private Advisor Group, LLC– · 2 yearsPepper Pike, OH · Adviser representative · Firm CRD 155216
- LPL Financial LLC– · 2 yearsPepper Pike, OH · Adviser representative · Firm CRD 6413
- Ameriprise Financial Services, Inc.– · 12 yearsPepper Pike, OH · Adviser representative · Firm CRD 6363
Professional designations
Listed by Peak Wealth Solutions
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Gregory Gromek is registered as an investment adviser representative in Ohio, since August 2016.
- OhioSince 12 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 February 2004 |
| Series 7 | General Securities Representative Examination | 6 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Michael Gromek
- CRD
- 4348887
- Firm
- Peak Wealth Solutions · CRD 127391
- Role
- Managing Principal, Chief Compliance Officer
- Office
- 30195 CHAGRIN BLVD., SUITE 360, Pepper Pike, OH 44124
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- retirepeak.com
Where does Gregory Gromek work?
Gregory Gromek has been Managing Principal, Chief Compliance Officer of Peak Wealth Solutions, Inc. since July 2016, and is a control person of the firm.
Is Gregory Gromek a financial advisor?
Yes. Gregory Gromek has a current investment-adviser registration in Ohio, through Peak Wealth Solutions since August 2016.
How many years of experience does Gregory Gromek have?
Gregory Gromek has 25 years in the financial industry, since March 2001, across 4 adviser firms.
What exams has Gregory Gromek passed?
Gregory Gromek has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2001. FINRA credited Gregory Gromek with the SIE, which began in October 2018.
Where did Gregory Gromek work before Peak Wealth Solutions?
Before Peak Wealth Solutions, Gregory Gromek was registered through Private Advisor Group, LLC, November 2013 to July 2016; LPL Financial LLC, November 2013 to August 2016; Ameriprise Financial Services, Inc., March 2001 to November 2013.
Where is Gregory Gromek based?
Gregory Gromek’s registered office is in Pepper Pike, OH.
Is Gregory Gromek registered with FINRA?
Yes. Gregory Gromek has a current broker registration, under CRD 4348887.
Source: FINRA BrokerCheck
How can I verify Gregory Gromek’s record?
Search CRD 4348887 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Gromek’s full registration record.
