David Kocsis has been Managing Principal / Retirement Plan Consultant of Peak Wealth Solutions since July 2016, is a control person of the firm and directly owns between 50% and 75% of it. David Kocsis studied at Bowling Green State University.
Peak Wealth Solutions, Inc. is a Pepper Pike, OH firm with $912M under management, 718 clients and 7 advisers in one office, as of its March 2026 filing.
David Kocsis is Managing Principal, Retirement Plan Consultant of Peak Wealth Solutions. David has been in the financial services industry since graduating from Bowling Green State University in 1999. His focus is the institutional retirement plan business, providing corporate clients consulting on their 401k and 403b plans. As a Managing Principal, he provides leadership and direction to the firm.
David Kocsis’ longest registration is the current one, 10 years at Peak Wealth Solutions since 2016. Before joining Peak Wealth Solutions in 2016, David Kocsis was registered through LPL Financial LLC and Private Advisor Group, LLC.
- Peak Wealth SolutionsCurrent– present · 10 yearsPepper Pike, OH · Adviser representative · Firm CRD 127391
- LPL Financial LLC– · 2 yearsPepper Pike, OH · Adviser representative · Firm CRD 6413
- Private Advisor Group, LLC– · 2 yearsPepper Pike, OH · Adviser representative · Firm CRD 155216
- Valmark Advisers, Inc.– · 5 yearsWestlake, OH · Adviser representative · Firm CRD 108050
Professional designations
Listed by Peak Wealth Solutions
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
David Kocsis is registered as an investment adviser representative in Ohio, since August 2016.
- OhioSince 1 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Paul Kocsis
- CRD
- 4203137
- Firm
- Peak Wealth Solutions · CRD 127391
- Role
- Managing Principal / Retirement Plan Consultant
- Office
- 30195 CHAGRIN BLVD., SUITE 360, Pepper Pike, OH 44124
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- retirepeak.com
Where does David Kocsis work?
David Kocsis has been Managing Principal / Retirement Plan Consultant of Peak Wealth Solutions, Inc. since July 2016, and is a control person of the firm.
Is David Kocsis a financial advisor?
Yes. David Kocsis has a current investment-adviser registration in Ohio, through Peak Wealth Solutions since August 2016.
How many years of experience does David Kocsis have?
David Kocsis has 25 years in the financial industry, since July 2001, across 4 adviser firms.
What exams has David Kocsis passed?
David Kocsis has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in October 2000. FINRA credited David Kocsis with the SIE, which began in October 2018.
Where did David Kocsis work before Peak Wealth Solutions?
Before Peak Wealth Solutions, David Kocsis was registered through Private Advisor Group, LLC, November 2013 to July 2016; Valmark Advisers, Inc., May 2008 to November 2013.
Where is David Kocsis based?
David Kocsis’ registered office is in Pepper Pike, OH.
Is David Kocsis registered with FINRA?
Yes. David Kocsis has a current broker registration, under CRD 4203137.
Source: FINRA BrokerCheck
How can I verify David Kocsis’ record?
Search CRD 4203137 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Kocsis’ full registration record.
