Kevin Kocsis has been an investment adviser representative at Peak Wealth Solutions since January 2026, and is not listed among the firm’s executive officers or direct owners. Kevin Kocsis holds a Bachelor of Science in Business Administration, Finance from John Carroll University.
Peak Wealth Solutions, Inc. is a Pepper Pike, OH firm with $912M under management, 718 clients and 7 advisers in one office, as of its March 2026 filing.
Kevin Kocsis is Retirement Plan Consultant & Financial Advisor of Peak Wealth Solutions. Kevin has been serving clients in the financial services industry since 2007. Before joining Peak Wealth Solutions, he worked as a retirement plan consultant and most recently served as Vice President of Institutional Consulting for a global wealth management firm. At Peak Wealth Solutions, he supports the firm's retirement plan consulting business and helps individuals and families with their long-term financial goals.
Kevin Kocsis’ longest registration was 9 years at Cbiz Retirement Plan Advisory Services (2010–2020). Before joining Peak Wealth Solutions in 2026, Kevin Kocsis was registered through Osaic Wealth, Inc. and Morgan Stanley.
- Peak Wealth SolutionsCurrent– present · under a yearPepper Pike, OH · Adviser representative · Firm CRD 127391
- Osaic Wealth, Inc.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 23131
- Morgan Stanley– · 3 yearsDenver, CO · Adviser representative · Firm CRD 149777
- Usi Securities, Inc.– · 1 yearGreenwood Village, CO · Adviser representative · Firm CRD 43793
- Cbiz Investment Advisory Services, LLC– · 2 yearsDenver, CO · Adviser representative · Firm CRD 286002
- Cbiz Retirement Plan Advisory Services– · 9 yearsDenver, CO · Adviser representative · Firm CRD 16678
Professional designations
Listed by Peak Wealth Solutions
- Certified Plan Fiduciary Advisor (CPFA®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Kevin Kocsis is registered as an investment adviser representative in Ohio, since January 2026.
- OhioSince 2 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 June 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 September 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 September 2007 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kevin John Kocsis
- CRD
- 5416977
- Firm
- Peak Wealth Solutions · CRD 127391
- Office
- 30195 CHAGRIN BLVD., SUITE 360, Pepper Pike, OH 44124
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- retirepeak.com
Where does Kevin Kocsis work?
Kevin Kocsis is an investment adviser representative registered through Peak Wealth Solutions, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Kocsis a financial advisor?
Yes. Kevin Kocsis has a current investment-adviser registration in Ohio, through Peak Wealth Solutions since January 2026.
How many years of experience does Kevin Kocsis have?
Kevin Kocsis has 18 years in the financial industry, since February 2008, across 6 adviser firms.
What exams has Kevin Kocsis passed?
Kevin Kocsis has passed 4 licensing exams: the Series 6, Series 65, Series 63 and Series 7TO. The earliest, the Series 6, was passed in September 2007. FINRA credited Kevin Kocsis with the SIE, which began in October 2018.
Where did Kevin Kocsis work before Peak Wealth Solutions?
Before Peak Wealth Solutions, Kevin Kocsis was registered through Morgan Stanley, February 2022 to June 2025; Usi Securities, Inc., August 2020 to December 2021; Cbiz Investment Advisory Services, LLC, April 2018 to July 2020; Cbiz Retirement Plan Advisory Services, August 2010 to July 2020.
Where is Kevin Kocsis based?
Kevin Kocsis’ registered office is in Pepper Pike, OH.
Is Kevin Kocsis registered with FINRA?
Yes. Kevin Kocsis has a current broker registration, under CRD 5416977.
Source: FINRA BrokerCheck
How can I verify Kevin Kocsis’ record?
Search CRD 5416977 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin Kocsis’ full registration record.
