Peak American Investment Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 251–500 clients last fiscal year.
Peak American Investment Advisors reports 329 clients. They include 296 individual clients and 33 high-net-worth individuals. Of its assets, 100.0% ($162M across 700 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 56% |
| High-net-worth individuals | 10% | 44% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 296 | $91M | 56.1% | $307K |
| High-net-worth individuals | 33 | $71.1M | 43.9% | $2.15M |
| Total | 329 | $162M | 100% | $493K |
- Clients
- 296
- Regulatory AUM
- $91M
- AUM share
- 56.1%
- Avg. per client
- $307K
- Clients
- 33
- Regulatory AUM
- $71.1M
- AUM share
- 43.9%
- Avg. per client
- $2.15M
Total
- Clients
- 329
- Regulatory AUM
- $162M
- AUM share
- 100%
- Avg. per client
- $493K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Peak American Investment Advisors charges 0.85%–1.45% for its Wealth advisory fees. The brochure does not state whether the rate is annual. The fee is billed in arrears, is negotiable and requires an account of at least $30,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning, fixed fee
- Financial planning for clients not engaging the firm to manage their portfolio is a fixed fee of $2,900, paid $1,450 at the start and $1,450 on delivery.
Peak American Financial Companies owns 75% or more of Peak American Investment Advisors and is in turn owned by Matthew McIntyre (75% or more). The leadership team of Peak American Investment Advisors includes President Matthew McIntyre and Chief Compliance Officer Lori Dunn. It has 10 employees.
Staff
- 10 employees
- 10 in advisory functions
- 10 state-registered reps
- 9 insurance agents
- Owns 75% or more of Peak American Investment Advisors, Inc.
Peak American Financial Companies
Control person · since August 2019
- Owns 75% or more of Peak American Financial Companies
Matthew McIntyre
Control person · since August 2019
Peak American Investment Advisors’ regulatory assets grew 1.6× from $100M (June 2025) to $162M (September 2026); clients were 329 in both filings and employees fell from 13 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $162M | 329 | 10 | 1 |
| Jun 2025June 2025 | $100M | 332 | 13 | 1 |
Besides its headquarters, Peak American Investment Advisors has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 2400 Dallas Parkway, Ste 100, PlanoHQ
Contact and registration details
- Legal name
- Peak American Investment Advisors, Inc.
- Headquarters
- 2400 Dallas Parkway, Ste 100, Plano, TX 75093
- Website
- peakamericanfinancial.com
- Phone
- 972-212-9292
- @peakamerican
- SEC file
- 801-133891
- Structure
- Texas corporation
- Fiscal year end
- December
Peak American Investment Advisors’ named custodian for separately managed accounts is Charles Schwab ($162M). Peak American Investment Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $162M100%
At year end, Peak American Investment Advisors’ separately managed accounts were mostly in stocks (99%).
What the accounts hold
- Stocks99%
- Funds1%
How many clients does Peak American Investment Advisors have?
Peak American Investment Advisors has 329 clients and manages $162 million for them, as of September 2026. They include 296 individual clients and 33 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does Peak American Investment Advisors offer?
Peak American Investment Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Peak American Investment Advisors charge?
Peak American Investment Advisors charges 0.85%–1.45% for its Wealth advisory fees. The brochure does not state whether the rate is annual. The fee is billed in arrears, is negotiable and requires an account of at least $30,000.
Which custodians does Peak American Investment Advisors use?
Peak American Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $162M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does Peak American Investment Advisors have?
Peak American Investment Advisors has 10 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peak American Investment Advisors invest in?
At the end of its last fiscal year, Peak American Investment Advisors’ separately managed accounts held 99% exchange-traded equities and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Peak American Investment Advisors have a minimum investment?
Yes, Peak American Investment Advisors’ minimum account size for its Wealth advisory fees is $30K.
Who owns Peak American Investment Advisors?
Peak American Investment Advisors is owned through a holding company by Matthew McIntyre. Its direct owner is Peak American Financial Companies (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does Peak American Investment Advisors get paid?
Peak American Investment Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peak American Investment Advisors?
Peak American Investment Advisors’ main office is at 2400 Dallas Parkway, Ste 100, Plano, TX 75093. Its phone number is 972-212-9292. Its website is peakamericanfinancial.com.
