James Bassett has been an investment adviser representative at Peak American Investment Advisors since January 2015, and is not listed among the firm’s executive officers or direct owners.
Peak American Investment Advisors, Inc. is a Plano, TX firm with $162M under management, 329 clients and 10 advisers in one office, as of its September 2026 filing.
- – present · 11 yearsGrand Prairie, TX · Adviser representative · Firm CRD 145056
Investment adviser representative registrations
James Bassett is registered as an investment adviser representative in 2 states. The first approvals date from January 2015; the most recent is California, in February 2017.
- CaliforniaSince 7 February 2017
- TexasSince 29 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 January 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Clifford Bassett
- CRD
- 6445839
- Firm
- Peak American Investment Advisors · CRD 145056
- Office
- Grand Prairie, TX
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does James Bassett work?
James Bassett is an investment adviser representative registered through Peak American Investment Advisors, Inc. since January 2015, and is not listed among the firm’s executive officers or direct owners.
Is James Bassett a financial advisor?
Yes. James Bassett has a current investment-adviser registration in California and Texas, through Peak American Investment Advisors since January 2015.
How many years of experience does James Bassett have?
James Bassett has 11 years in the financial industry, since January 2015, across 1 adviser firm.
What exams has James Bassett passed?
James Bassett passed the Series 65 in January 2015.
Where is James Bassett based?
James Bassett’s registered office is in Grand Prairie, TX.
Is James Bassett registered with FINRA?
No. James Bassett has no current broker registration.
How can I verify James Bassett’s record?
Search CRD 6445839 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Bassett’s full registration record.
